MNS Financial Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, estate planning, insurance, and tax planning. Financial planning was provided to 51–100 clients last fiscal year.
MNS Financial Management reports 321 clients. They include 198 individual clients, 103 high-net-worth individuals and 12 charitable organizations. Of its assets, 16.9% ($82.6M across 120 accounts) are managed with discretion; $407M across 835 accounts are not. It advised 7 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 62% | 16% |
| High-net-worth individuals | 32% | 79% |
| Pension and profit-sharing plans | 2% | 4% |
| Charitable organizations | 4% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 198 | $78.4M | 16.0% | $396K |
| High-net-worth individuals | 103 | $387M | 79.0% | $3.75M |
| Pension and profit-sharing plans | 8 | $21.6M | 4.4% | $2.7M |
| Charitable organizations | 12 | $2.61M | 0.5% | $217K |
| Total | 321 | $489M | 100% | $1.52M |
- Clients
- 198
- Regulatory AUM
- $78.4M
- AUM share
- 16.0%
- Avg. per client
- $396K
- Clients
- 103
- Regulatory AUM
- $387M
- AUM share
- 79.0%
- Avg. per client
- $3.75M
- Clients
- 8
- Regulatory AUM
- $21.6M
- AUM share
- 4.4%
- Avg. per client
- $2.7M
- Clients
- 12
- Regulatory AUM
- $2.61M
- AUM share
- 0.5%
- Avg. per client
- $217K
Total
- Clients
- 321
- Regulatory AUM
- $489M
- AUM share
- 100%
- Avg. per client
- $1.52M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 7
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
MNS Financial Management charges 0.90%–1.50% a year for its Investment Advisory Services. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting (Stand-Alone)
- Stand-alone financial planning and consulting is negotiable and billed hourly at $150 to $400 for professional time and $90 to $180 for administrative time.
Brian O'Connell owns 25% to 50% of MNS Financial Management. The leadership team of MNS Financial Management includes President Richard Krichbaum. It has 9 employees, 6 of them in advisory roles.
Staff
- 9 employees
- 6 in advisory functions
- 6 state-registered reps
- 5 insurance agents
- Owns 25% to 50% of MNS Financial Management, L.L.C.
Brian O'Connell
Control person · since January 2021
- Owns 25% to 50% of MNS Financial Management, L.L.C.
Trevor Whitley
Control person · since January 2021
- Owns 10% to 25% of MNS Financial Management, L.L.C.
Richard Krichbaum
Control person · since January 2021
MNS Financial Management’s regulatory assets grew 1.7× from $296M (April 2021) to $489M (April 2026); clients rose from 227 to 321 and employees from 8 to 9.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Apr 2026April 2026 | $489M | 321 | 9 | 1 |
| Mar 2025March 2025 | $431M | 323 | 9 | 1 |
| Mar 2024March 2024 | $361M | 306 | 9 | 1 |
| Mar 2023March 2023 | $326M | 210 | 9 | 1 |
| Apr 2022April 2022 | $349M | 232 | 8 | 1 |
| Apr 2021April 2021 | $296M | 227 | 8 | 1 |
Besides its headquarters, MNS Financial Management has 0 offices, with 1 listed address in 1 state.
Florida · 1 listed address
- 6208 Whiskey Creek Drive, Fort MyersHQ
Other business names
MNS Financial Management has reported 2 other business names to the SEC.
- Marquis Wealth Management Group
- The Marquis Wealth Management Group
Contact and registration details
- Legal name
- MNS Financial Management, L.L.C.
- Headquarters
- 6208 Whiskey Creek Drive, Fort Myers, FL 33919
- Website
- marquiswealthgroup.com
- Phone
- 239-454-1117
- SEC file
- 801-60851
- Founded
- 1999
- Structure
- Florida LLC
- Fiscal year end
- December
MNS Financial Management’s named custodians for separately managed accounts are Charles Schwab ($386M, 83%) and Fidelity ($78.9M, 17%). MNS Financial Management has custody of $126M for 163 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $386M83%
- FidelityNational Financial Services LLC · Boston, MA · $78.9M17%
At year end, MNS Financial Management’s separately managed accounts were mostly in funds (66%) and stocks (15%).
What the accounts hold
- Stocks15%
- Funds66%
- Registered funds61%
- Pooled vehicles5%
- Bonds12%
- Cash7%
How many clients does MNS Financial Management have?
MNS Financial Management has 321 clients and manages $489 million for them, as of April 2026. They include 198 individual clients, 103 high-net-worth individuals and 12 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 April 2026
What services does MNS Financial Management offer?
MNS Financial Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, estate planning, insurance, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does MNS Financial Management charge?
MNS Financial Management charges 0.90%–1.50% a year for its Investment Advisory Services. The fee is billed in advance and is negotiable.
Source: ADV PART 2A, filed 23 April 2026
Which custodians does MNS Financial Management use?
MNS Financial Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $386M and National Financial Services LLC (Boston, MA), with $78.9M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 April 2026
How many financial advisors does MNS Financial Management have?
MNS Financial Management has 6 investment adviser representatives registered with state securities authorities, out of 9 employees, and 6 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 5 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does MNS Financial Management invest in?
At the end of its last fiscal year, MNS Financial Management’s separately managed accounts held 61% registered funds (mutual funds, ETFs, BDCs), 15% exchange-traded equities, 12% investment grade corporate bonds, 7% cash and equivalents and 5% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns MNS Financial Management?
MNS Financial Management’s direct owners are Brian O'Connell, Richard Krichbaum and Trevor Whitley, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 24 April 2026
How does MNS Financial Management get paid?
MNS Financial Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact MNS Financial Management?
MNS Financial Management’s main office is at 6208 Whiskey Creek Drive, Fort Myers, FL 33919. Its phone number is 239-454-1117. Its website is marquiswealthgroup.com.