Brian O'Connell has held the title Member at MNS Financial Management since January 2021, is a control person of the firm and directly owns between 25% and 50% of it. Brian O'Connell holds a Bachelor of Science in Business Administration from the University of Florida (Warrington College of Business).
MNS Financial Management, L.L.C. is a Fort Myers, FL firm with $489M under management, 321 clients and 6 advisers in one office, as of its April 2026 filing.
Brian P. O'Connell is Partner, Financial Advisor of Marquis Wealth Management Group. O'Connell joined the firm in August 2008 as a Financial Advisor. He began his career as a Financial Consultant with Merrill Lynch and moved to Naples in 2003 to join Private Capital Management, LP.
Brian O'Connell’s longest registration is the current one, 18 years at MNS Financial Management since 2008. Before joining MNS Financial Management in 2008, Brian O'Connell was registered through Private Capital Management, LP.
- – present · 18 yearsFort Myers, FL · Adviser representative · Firm CRD 116604
- Private Capital Management, LP– · 3 yearsNaples, FL · Adviser representative · Firm CRD 104672
Professional designations
Listed by MNS Financial Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Brian O'Connell is registered as an investment adviser representative in 2 states. The first approvals date from August 2008; the most recent is Texas, in August 2022.
- FloridaSince 25 August 2008
- TexasSince 8 August 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 19 May 2005 |
| Series 65 | Uniform Investment Adviser Law Examination | 5 October 2004 |
| Series 66 | Uniform Combined State Law Examination | 30 April 2001 |
| Series 7 | General Securities Representative Examination | 14 November 2000 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Brian P O'Connell
- CRD
- 4281534
- Firm
- MNS Financial Management · CRD 116604
- Role
- Member
- Office
- 6208 WHISKEY CREEK DRIVE, Fort Myers, FL 33919
- Registration
- Investment adviser registration
- In the industry since
- October 2004
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- marquiswealthgroup.com
Where does Brian O'Connell work?
Brian O'Connell has held the title Member at MNS Financial Management, L.L.C. since January 2021, and is a control person of the firm.
Is Brian O'Connell a financial advisor?
Yes. Brian O'Connell has a current investment-adviser registration in Florida and Texas, through MNS Financial Management since August 2008.
How many years of experience does Brian O'Connell have?
Brian O'Connell has 21 years in the financial industry, since October 2004, across 2 adviser firms.
What exams has Brian O'Connell passed?
Brian O'Connell has passed 4 licensing exams: the Series 7, Series 66, Series 65 and Series 63. The earliest, the Series 7, was passed in November 2000.
Where did Brian O'Connell work before MNS Financial Management?
Before MNS Financial Management, Brian O'Connell was registered through Private Capital Management, LP, October 2004 to August 2008.
Where is Brian O'Connell based?
Brian O'Connell’s registered office is in Fort Myers, FL.
Is Brian O'Connell registered with FINRA?
No. Brian O'Connell has no current broker registration.
Is Brian O'Connell a CFP?
MNS Financial Management lists Brian O'Connell with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: Brian P. O’Connell biography, marquiswealthgroup.com
How can I verify Brian O'Connell’s record?
Search CRD 4281534 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brian O'Connell’s full registration record.