Richard Krichbaum has been President/Managing Member/Chief Compliance Officer of MNS Financial Management since January 2021, is a control person of the firm and directly owns between 10% and 25% of it. Richard Krichbaum holds an MBA in Finance from Youngstown State University.
MNS Financial Management, L.L.C. is a Fort Myers, FL firm with $489M under management, 321 clients and 6 advisers in one office, as of its April 2026 filing.
Richard Krichbaum is President of Marquis Wealth Management Group, formerly MNS Financial Management, and is the firm's managing member. Krichbaum established the firm in 1999. Before that, he was Vice President of Finance for The Mariner Group and South Seas Resort Company.
Richard Krichbaum’s longest registration is the current one, 27 years at MNS Financial Management since 1999.
- Global Investment Advisors, LLC– · 1 yearDanvers, MA · Adviser representative · Firm CRD 121442
- – present · 27 yearsFort Myers, FL · Adviser representative · Firm CRD 116604
Professional designations
Listed by MNS Financial Management
- Certified Financial Planner (CFP®)
Investment adviser representative registrations
Richard Krichbaum is registered as an investment adviser representative in 2 states. The first approvals date from April 1999; the most recent is Texas, in August 2022.
- FloridaSince 27 April 1999
- TexasSince 8 August 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 7 February 2000 |
| Series 65 | Uniform Investment Adviser Law Examination | 19 February 1999 |
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Richard Earl Krichbaum
- CRD
- 3195431
- Firm
- MNS Financial Management · CRD 116604
- Role
- President/Managing Member/Chief Compliance Officer
- Office
- 6208 WHISKEY CREEK DRIVE, Fort Myers, FL 33919
- Registration
- Investment adviser registration
- In the industry since
- April 1999
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- marquiswealthgroup.com
Where does Richard Krichbaum work?
Richard Krichbaum has been President/Managing Member/Chief Compliance Officer of MNS Financial Management, L.L.C. since January 2021, and is a control person of the firm.
Is Richard Krichbaum a financial advisor?
Yes. Richard Krichbaum has a current investment-adviser registration in Florida and Texas, through MNS Financial Management since April 1999.
How many years of experience does Richard Krichbaum have?
Richard Krichbaum has 27 years in the financial industry, since April 1999, across 2 adviser firms.
What exams has Richard Krichbaum passed?
Richard Krichbaum has passed 2 licensing exams: the Series 65 and Series 6. The earliest, the Series 65, was passed in February 1999.
Where is Richard Krichbaum based?
Richard Krichbaum’s registered office is in Fort Myers, FL.
Is Richard Krichbaum registered with FINRA?
No. Richard Krichbaum has no current broker registration.
Is Richard Krichbaum a CFP?
MNS Financial Management lists Richard Krichbaum with the CFP credential (“Certified Financial Planner (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Richard Krichbaum’s record?
Search CRD 3195431 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Richard Krichbaum’s full registration record.