Susan Sands has been Secretary of MNS Financial Management since January 2021, is not listed as a control person, but directly owns under 5% of the firm.
MNS Financial Management, L.L.C. is a Fort Myers, FL firm with $489M under management, 321 clients and 6 advisers in one office, as of its April 2026 filing.
- – present · 24 yearsFort Myers, FL · Adviser representative · Firm CRD 116604
Investment adviser representative registrations
Susan Sands is registered as an investment adviser representative in Florida, since January 2002.
- FloridaSince 2 January 2002
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 26 September 2001 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Susan Kim Sands
- CRD
- 4603411
- Firm
- MNS Financial Management · CRD 116604
- Role
- Secretary
- Office
- 6208 WHISKEY CREEK DRIVE, Fort Myers, FL 33919
- Registration
- Investment adviser registration
- In the industry since
- January 2002
- Disciplinary history
- Not yet shown here · SEC record
Where does Susan Sands work?
Susan Sands has been Secretary of MNS Financial Management, L.L.C. since January 2021.
Is Susan Sands a financial advisor?
Yes. Susan Sands has a current investment-adviser registration in Florida, through MNS Financial Management since January 2002.
How many years of experience does Susan Sands have?
Susan Sands has 24 years in the financial industry, since January 2002, across 1 adviser firm.
What exams has Susan Sands passed?
Susan Sands passed the Series 65 in September 2001.
Where is Susan Sands based?
Susan Sands’ registered office is in Fort Myers, FL.
Is Susan Sands registered with FINRA?
No. Susan Sands has no current broker registration.
How can I verify Susan Sands’ record?
Search CRD 4603411 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Susan Sands’ full registration record.