Middleton & Company provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 101–250 clients last fiscal year.
Middleton & Company reports 115 clients. They include 72 individual clients and 43 high-net-worth individuals. Of its assets, 100.0% ($131M across 388 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 63% | 31% |
| High-net-worth individuals | 37% | 69% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 72 | $41.3M | 31.5% | $574K |
| High-net-worth individuals | 43 | $90M | 68.5% | $2.09M |
| Total | 115 | $131M | 100% | $1.14M |
- Clients
- 72
- Regulatory AUM
- $41.3M
- AUM share
- 31.5%
- Avg. per client
- $574K
- Clients
- 43
- Regulatory AUM
- $90M
- AUM share
- 68.5%
- Avg. per client
- $2.09M
Total
- Clients
- 115
- Regulatory AUM
- $131M
- AUM share
- 100%
- Avg. per client
- $1.14M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Middleton & Company charges 0.50%–1.00% a year for its Financial Planning and Investment Management Services. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
| Asset band | Annual rate |
|---|---|
| $0–$1M | 1.00% |
| $1M–$3M | 0.75% |
| $3M–$5M | 0.65% |
| $5M and above | 0.50% |
Fee details and sources
Taylor Anderson owns 25% to 50% of Middleton & Company. The leadership team of Middleton & Company includes President Kailie Abascal and Chief Compliance Officer Kingston Hollman. It has 4 employees, 2 of them in advisory roles.
Leadership
- Kailie AbascalCo-President, Financial Planner
- Taylor AndersonCo-President, Financial Planner
Kingston HollmanChief Compliance Officer- George MiddletonOwner
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 4 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 25% to 50% of Middleton & Company
Taylor Anderson
Control person · since January 2018
- Owns 25% to 50% of Middleton & Company
Kailie Abascal
Control person · since January 2018
- Owns 10% to 25% of Middleton & Company
George Middleton
Control person · since July 2016
Middleton & Company’s regulatory assets grew from $110M (March 2025) to $131M (April 2026); clients were 115 in both filings and employees were 4 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Apr 2026April 2026 | $131M | 115 | 4 | 1 |
| Mar 2025March 2025 | $110M | 115 | 4 | 1 |
Besides its headquarters, Middleton & Company has 0 offices, with 1 listed address in 1 state.
Washington · 1 listed address
- 1111 Main Street, Suite 630, VancouverHQ
Other business names
Middleton & Company has reported 1 other business name to the SEC.
- Towyn
Contact and registration details
- Legal name
- Middleton & Company
- Headquarters
- 1111 Main Street, Suite 630, Vancouver, WA 98660
- Website
- middletonand.co
- Phone
- 360-524-3517
- @18204623
- SEC file
- 801-131399
- Structure
- Washington corporation
- Fiscal year end
- December
Middleton & Company’s named custodian for separately managed accounts is Charles Schwab ($130M). Middleton & Company has custody of $30.3M for 50 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $130M100%
At year end, Middleton & Company’s separately managed accounts were mostly in funds (97%).
What the accounts hold
- Stocks2%
- Funds97%
- Cash1%
How many clients does Middleton & Company have?
Middleton & Company has 115 clients and manages $131 million for them, as of April 2026. They include 72 individual clients and 43 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 April 2026
What services does Middleton & Company offer?
Middleton & Company provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Middleton & Company charge?
Middleton & Company charges 0.50%–1.00% a year for its Financial Planning and Investment Management Services. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
Which custodians does Middleton & Company use?
Middleton & Company’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $130M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 April 2026
How many financial advisors does Middleton & Company have?
Middleton & Company has 2 investment adviser representatives registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Middleton & Company invest in?
At the end of its last fiscal year, Middleton & Company’s separately managed accounts held 97% registered funds (mutual funds, ETFs, BDCs), 2% exchange-traded equities and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Middleton & Company?
Middleton & Company’s direct owners are George Middleton, Taylor Anderson and Kailie Abascal, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 24 April 2026
How does Middleton & Company get paid?
Middleton & Company is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Middleton & Company?
Middleton & Company’s main office is at 1111 Main Street, Suite 630, Vancouver, WA 98660. Its phone number is 360-524-3517. Its website is middletonand.co.