{"url":"https://nivawealth.com/firms/middleton-and-company-284996","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/284996","regulatoryAum":131316850,"crd":"284996","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6758430","suffix":null,"lastName":"Abascal","firstName":"Kailie","middleName":"Middleton"},{"crd":"6812068","suffix":null,"lastName":"Anderson","firstName":"Taylor","middleName":"Colby"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-03-14","regulatoryAum":109991483,"clients":115,"employees":4,"offices":1},{"filedOn":"2026-04-24","regulatoryAum":131316850,"clients":115,"employees":4,"offices":1}],"secFileNumber":"801-131399","legalName":"Middleton & Company","displayName":"Middleton & 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Middleton","detail":"Owner in the 10% to 25% ownership band and a control person, since July 2016."},{"label":"Taylor Anderson","detail":"Co-president, financial planner in the 25% to 50% ownership band and a control person, since January 2018."},{"label":"Kailie Abascal","detail":"Co-president, financial planner in the 25% to 50% ownership band and a control person, since January 2018."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Washington","offices":1,"addresses":[{"street":"1111 Main Street, Suite 630","city":"Vancouver","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"360-524-3517","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small 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They include 72 individual clients and 43 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Middleton & Company offer?","answer":"Middleton & Company provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Middleton & Company charge?","answer":"Middleton & Company charges 0.50%–1.00% a year for its Financial Planning and Investment Management Services. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.","source":"M&C ADV PART 2A, filed 26 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Middleton & Company use?","answer":"Middleton & Company’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $130M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Middleton & Company have?","answer":"Middleton & Company has 2 investment adviser representatives registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Middleton & Company invest in?","answer":"At the end of its last fiscal year, Middleton & Company’s separately managed accounts held 97% registered funds (mutual funds, ETFs, BDCs), 2% exchange-traded equities and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Middleton & Company?","answer":"Middleton & Company’s direct owners are George Middleton, Taylor Anderson and Kailie Abascal, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 24 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Middleton & Company get paid?","answer":"Middleton & Company is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Middleton & Company?","answer":"Middleton & Company’s main office is at 1111 Main Street, Suite 630, Vancouver, WA 98660. Its phone number is 360-524-3517. Its website is middletonand.co.","source":"Form ADV Part 1A, Item 1.F, filed 24 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}