Kingston Hollman has been Chief Compliance Officer of Great River Financial since December 2022, is a control person of the firm and directly owns under 5% of it.
Great River Financial LLC is a Plymouth, MN firm with $202M under management, 136 clients and 3 advisers in one office, as of its September 2026 filing.
Kingston Hollman is Chief Compliance Officer of Great River Financial, based in Plymouth, Minnesota. Hollman is also owner of Just Compliance, a regulatory compliance firm. Before joining Great River Financial, Hollman served in the U.S. Air Force for 4 years and has worked in financial services since 2008.
Kingston Hollman’s longest registration was under a year at PNC Investments (2016–2017).
- Remloe Capital LLCAlso current– present · under a yearSt. Paul, MN · Adviser representative · Firm CRD 339477
- Just Capital Advisors– · under a yearAurora, IL · Adviser representative · Firm CRD 289450
- PNC Investments– · under a yearNaperville, IL · Adviser representative · Firm CRD 129052
Investment adviser representative registrations
Kingston Hollman is registered as an investment adviser representative in Minnesota, since February 2026.
- MinnesotaSince 26 February 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 13 December 2025 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 12 November 2016 |
| Series 7 | General Securities Representative Examination | 10 October 2016 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 August 2008 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 29 July 2008 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Kingston Marland Hollman
- CRD
- 5563826
- Firm
- Great River Financial · CRD 314172
- Role
- Chief Compliance Officer
- Registration
- Investment adviser registration
- In the industry since
- April 2021
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- greatriverfinancial.com
Where does Kingston Hollman work?
Kingston Hollman has been Chief Compliance Officer of Great River Financial LLC since December 2022, and is a control person of the firm.
Is Kingston Hollman a financial advisor?
Yes. Kingston Hollman has a current investment-adviser registration in Minnesota.
How many years of experience does Kingston Hollman have?
Kingston Hollman has 5 years in the financial industry, since April 2021, across 3 adviser firms.
What exams has Kingston Hollman passed?
Kingston Hollman has passed 5 licensing exams: the Series 6, Series 63, Series 7, Series 66 and Series 65. The earliest, the Series 6, was passed in July 2008. FINRA credited Kingston Hollman with the SIE, which began in October 2018.
Where was Kingston Hollman previously registered as an investment adviser?
Kingston Hollman has past investment-adviser registrations through Just Capital Advisors, August 2017 to December 2017; PNC Investments, November 2016 to August 2017, across 3 firms.
Is Kingston Hollman registered with FINRA?
No. Kingston Hollman has no current broker registration.
How can I verify Kingston Hollman’s record?
Search CRD 5563826 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kingston Hollman’s full registration record.
