Joshua Wolberg has been President of Great River Financial since April 2021, is a control person of the firm and directly owns 75% or more of it.
Great River Financial LLC is a Plymouth, MN firm with $202M under management, 136 clients and 3 advisers in one office, as of its September 2026 filing.
Josh Wolberg is President and Lead Financial Planner of Great River Financial, based in Plymouth, Minnesota. Wolberg is the firm's founder and serves clients as Lead Financial Planner and Investment Manager. Before becoming an advisor in 2007, Wolberg spent 9 years combined in software development and corporate finance, and teaches as an adjunct instructor at Minnesota State University in Edina, Minnesota.
Joshua Wolberg’s longest registration was 6 years at Resources Investment Advisors (2014–2021). Before joining Great River Financial in 2021, Joshua Wolberg was registered through Resources Investment Advisors and Bukaty Companies Financial Services.
- Great River FinancialCurrent– present · 5 yearsPlymouth, MN · Adviser representative · Firm CRD 314172
- Resources Investment Advisors– · 6 yearsGolden Valley, MN · Adviser representative · Firm CRD 106766
- Bukaty Companies Financial Services– · under a yearGolden Valley, MN · Adviser representative · Firm CRD 106766
- Financial Advocates Advisory Services– · under a yearOlympia, WA · Adviser representative · Firm CRD 147786
- LPL Financial LLC– · 6 yearsGolden Valley, MN · Adviser representative · Firm CRD 6413
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 2 yearsBloomington, MN · Adviser representative · Firm CRD 7691
Professional designations
Listed by Great River Financial
- CERTIFIED FINANCIAL PLANNER® (CFP®)
- Retirement Income Certified Professional® (RICP®)
Investment adviser representative registrations
Joshua Wolberg is registered as an investment adviser representative in 2 states. Each was approved in July 2021.
- MinnesotaSince 9 July 2021
- TexasSince 9 July 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 10 September 2007 |
| Series 7 | General Securities Representative Examination | 17 August 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Joshua Lin Wolberg
- CRD
- 5004871
- Firm
- Great River Financial · CRD 314172
- Role
- President
- Office
- 9800 SHELARD PKWY, SUITE 113, Plymouth, MN 55441
- Registration
- Investment adviser registration
- In the industry since
- August 2007
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- greatriverfinancial.com
Where does Joshua Wolberg work?
Joshua Wolberg has been President of Great River Financial LLC since April 2021, and is a control person of the firm.
Is Joshua Wolberg a financial advisor?
Yes. Joshua Wolberg has a current investment-adviser registration in Minnesota and Texas, through Great River Financial since July 2021.
How many years of experience does Joshua Wolberg have?
Joshua Wolberg has 19 years in the financial industry, since August 2007, across 5 adviser firms.
What exams has Joshua Wolberg passed?
Joshua Wolberg has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in August 2007. FINRA credited Joshua Wolberg with the SIE, which began in October 2018.
Where did Joshua Wolberg work before Great River Financial?
Before Great River Financial, Joshua Wolberg was registered through Bukaty Companies Financial Services, December 2014 to December 2014; Financial Advocates Advisory Services, January 2014 to December 2014; LPL Financial LLC, February 2010 to September 2016; Merrill Lynch, Pierce, Fenner & Smith Incorporated, September 2007 to February 2010.
Where is Joshua Wolberg based?
Joshua Wolberg’s registered office is in Plymouth, MN.
Is Joshua Wolberg registered with FINRA?
No. Joshua Wolberg has no current broker registration.
Is Joshua Wolberg a CFP?
Great River Financial lists Joshua Wolberg with the CFP credential (“CERTIFIED FINANCIAL PLANNER® (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Joshua Wolberg’s record?
Search CRD 5004871 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joshua Wolberg’s full registration record.
