George Middleton has been Owner of Middleton & Company since July 2016, is a control person of the firm and directly owns between 10% and 25% of it.
Middleton & Company is a Vancouver, WA firm with $131M under management, 115 clients and 2 advisers in one office, as of its April 2026 filing.
George Middleton’s longest registration was 18 years at Limoges Investment Management PC (1998–2017).
- Limoges Investment Management PC– · 18 yearsVancouver, WA · Adviser representative · Firm CRD 117328
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7 | General Securities Representative Examination | 28 July 1998 |
| Series 65 | Uniform Investment Adviser Law Examination | 1 July 1998 |
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- George S Middleton
- CRD
- 3090714
- Firm
- Middleton & Company · CRD 284996
- Role
- Owner
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does George Middleton work?
George Middleton has been Owner of Middleton & Company since July 2016, and is a control person of the firm.
Does George Middleton have a current investment-adviser registration?
George Middleton has no current investment-adviser or broker registration.
What exams has George Middleton passed?
George Middleton has passed 2 licensing exams: the Series 65 and Series 7. The earliest, the Series 65, was passed in July 1998.
Where was George Middleton previously registered as an investment adviser?
George Middleton has past investment-adviser registrations through Middleton & Company, September 2016 to March 2024; Limoges Investment Management PC, August 1998 to April 2017, across 2 firms.
Is George Middleton registered with FINRA?
No. George Middleton has no current broker registration.
How can I verify George Middleton’s record?
Search CRD 3090714 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes George Middleton’s full registration record.
- Kailie AbascalCo-President, Financial Planner
- Taylor AndersonCo-President, Financial Planner
- Kingston HollmanChief Compliance Officer