Mauney-Pitt Financial Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Mauney-Pitt Financial Management reports 705 clients. They include 550 individual clients, 150 high-net-worth individuals, and 5 pension and profit-sharing plans. Of its assets, 100.0% ($418M across 1,479 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 78% | 34% |
| High-net-worth individuals | 21% | 64% |
| Pension and profit-sharing plans | <1% | 1% |
| Charitable organizations | Fewer than 5 | <1% |
| Insurance companies | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 550 | $143M | 34.2% | $260K |
| High-net-worth individuals | 150 | $268M | 64.1% | $1.79M |
| Pension and profit-sharing plans | 5 | $5M | 1.2% | $1M |
| Charitable organizations | Fewer than 5 | $500K | 0.1% | — |
| Insurance companies | Fewer than 5 | $1.5M | 0.4% | — |
| Total | 705 | $418M | 100% | — |
- Clients
- 550
- Regulatory AUM
- $143M
- AUM share
- 34.2%
- Avg. per client
- $260K
- Clients
- 150
- Regulatory AUM
- $268M
- AUM share
- 64.1%
- Avg. per client
- $1.79M
- Clients
- 5
- Regulatory AUM
- $5M
- AUM share
- 1.2%
- Avg. per client
- $1M
- Clients
- Fewer than 5
- Regulatory AUM
- $500K
- AUM share
- 0.1%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $1.5M
- AUM share
- 0.4%
- Avg. per client
- —
Total
- Clients
- 705
- Regulatory AUM
- $418M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Mauney-Pitt Financial Management charges up to 1.50% a year for its Wealth Management Fees. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Retirement Plan Advisory Services
- Annual asset-based fee of up to 0.50%, billed quarterly in arrears and negotiable depending on plan size and complexity.
Robert Pitt owns 50% to 75% of Mauney-Pitt Financial Management. The leadership team of Mauney-Pitt Financial Management includes President Patrick Mauney. It has 6 employees, 3 of them in advisory roles.
Staff
- 6 employees
- 3 in advisory functions
- 3 state-registered reps
- 2 insurance agents
- Owns 50% to 75% of Mauney-Pitt Financial Management, Inc.
Robert Pitt
Control person · since August 2025
- Owns 50% to 75% of Mauney-Pitt Financial Management, Inc.
Patrick Mauney
Control person · since August 2025
Besides its headquarters, Mauney-Pitt Financial Management has 1 office (1 private residence, listed without an address), with 1 listed address in 1 state.
North Carolina · 1 listed address
- 310-2 East Graham Street, ShelbyHQ
Contact and registration details
- Legal name
- Mauney-Pitt Financial Management, Inc.
- Headquarters
- 310-2 East Graham Street, Shelby, NC 28150
- Website
- mauney-pitt.com
- Phone
- 704-481-0101
- SEC file
- 801-134536
- Structure
- North Carolina corporation
- Fiscal year end
- December
Mauney-Pitt Financial Management’s named custodian for separately managed accounts is Raymond James ($418M). Mauney-Pitt Financial Management does not have custody of client assets.
- Raymond JamesRaymond James & Associates, Inc. · St. Petersburg, FL · $418M100%
At year end, Mauney-Pitt Financial Management’s separately managed accounts were largely in funds (36%) and bonds (31%).
What the accounts hold
- Stocks30%
- Funds36%
- Registered funds35%
- Pooled vehicles1%
- Bonds31%
- Investment grade corporate bonds15%
- U.S. government and agency bonds10%
- High-yield corporate bonds5%
- State and local bonds1%
- Cash2%
- Other1%
- Derivatives1%
How many clients does Mauney-Pitt Financial Management have?
Mauney-Pitt Financial Management has 705 clients and manages $418 million for them, as of July 2026. They include 550 individual clients, 150 high-net-worth individuals, and 5 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 6 July 2026
What services does Mauney-Pitt Financial Management offer?
Mauney-Pitt Financial Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Mauney-Pitt Financial Management charge?
Mauney-Pitt Financial Management charges up to 1.50% a year for its Wealth Management Fees. The fee is billed in advance and is negotiable.
Source: MAUNEY-PITT FINANCIAL MANAGEMENT LLC DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS, filed 6 July 2026
Which custodians does Mauney-Pitt Financial Management use?
Mauney-Pitt Financial Management’s separately managed account assets are held at Raymond James & Associates, Inc. (St. Petersburg, FL), with $418M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 6 July 2026
How many financial advisors does Mauney-Pitt Financial Management have?
Mauney-Pitt Financial Management has 3 investment adviser representatives registered with state securities authorities, out of 6 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Mauney-Pitt Financial Management invest in?
At the end of its last fiscal year, Mauney-Pitt Financial Management’s separately managed accounts held 35% registered funds (mutual funds, ETFs, BDCs), 30% exchange-traded equities, 15% investment grade corporate bonds, 10% U.S. government and agency bonds, 5% high-yield corporate bonds, 2% cash and equivalents, 1% state and local bonds, 1% derivatives and 1% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Mauney-Pitt Financial Management?
Mauney-Pitt Financial Management’s direct owners are Robert Pitt (50% to 75%) and Patrick Mauney (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 6 July 2026
How does Mauney-Pitt Financial Management get paid?
Mauney-Pitt Financial Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Mauney-Pitt Financial Management?
Mauney-Pitt Financial Management’s main office is at 310-2 East Graham Street, Shelby, NC 28150. Its phone number is 704-481-0101. Its website is mauney-pitt.com.