Firms by city
Registered investment advisers in Shelby, NC
2 SEC-registered advisers headquartered in Shelby, listed by regulatory assets under management as reported on Form ADV.
Search the full directory by firm name, city, state, CRD number or custodian.
2 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| Mauney-Pitt Financial Management | Shelby, NC | $418M |
| Gragg & Gragg | Shelby, NC | $215M |
- Headquarters
- Shelby, NC
- Regulatory AUM
- $418M
- Headquarters
- Shelby, NC
- Regulatory AUM
- $215M
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A firm appears here when it reports its principal office in Shelby on Form ADV Part 1A. Many advisers serve clients well beyond the city they are based in, and a firm headquartered elsewhere may still have an office here; see firms headquartered in North Carolina.
Figures come from each firm's own filings on the dates shown on its profile. This list is a restatement of public records, not a rating or a recommendation.