{"url":"https://nivawealth.com/firms/mauney-pitt-financial-management-337870","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/337870","regulatoryAum":418000000,"crd":"337870","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2228216","suffix":null,"lastName":"MAUNEY","firstName":"PATRICK","middleName":"LAWRENCE"},{"crd":"1155978","suffix":"JR","lastName":"PITT","firstName":"ROBERT","middleName":"GRAHAM"},{"crd":"7932180","suffix":null,"lastName":"Wilson","firstName":"Jackson","middleName":"Reid"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-134536","legalName":"Mauney-Pitt Financial Management, Inc.","displayName":"Mauney-Pitt Financial Management","slug":"mauney-pitt-financial-management-337870","website":"https://mauney-pitt.com/","classification":{"segment":"individuals","segmentLabel":"Wealth 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complexity.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1050768","versionId":1050768,"submittedOn":"2026-07-06","documentName":"MAUNEY-PITT FINANCIAL MANAGEMENT LLC DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T11:32:27.896782+00:00","documents":[{"name":"MAUNEY-PITT FINANCIAL MANAGEMENT LLC DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1050768","versionId":1050768,"submittedOn":"2026-07-06"}]},"custodians":[{"name":"Raymond James & Associates, Inc.","shortName":"Raymond James","location":"St. Petersburg, FL","smaAssets":418000000}],"custodyNote":"Mauney-Pitt Financial Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Patrick Mauney","title":"Vice President, Financial Planner, and Chief Compliance Officer","crd":"2228216"},{"name":"Robert Pitt","title":"President and Financial Planner","crd":"1155978"}],"ownership":[{"label":"Robert Pitt","detail":"President and financial planner in the 50% to 75% ownership band and a control person, since August 2025."},{"label":"Patrick Mauney","detail":"Vice president, financial planner, and chief compliance officer in the 50% to 75% ownership band and a control person, since August 2025."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"North Carolina","offices":1,"addresses":[{"street":"310-2 East Graham Street","city":"Shelby","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"704-481-0101","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":30},{"label":"U.S. government/agency bonds","percent":10},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":15},{"label":"Non-investment grade corporate bonds","percent":5},{"label":"Derivatives","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":35},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":1},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"6 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/337870/PDF/337870.pdf","brochureDate":"6 July 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1050768","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Mauney-Pitt Financial Management have?","answer":"Mauney-Pitt Financial Management has 705 clients and manages $418 million for them, as of July 2026. They include 550 individual clients, 150 high-net-worth individuals, and 5 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 6 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Mauney-Pitt Financial Management offer?","answer":"Mauney-Pitt Financial Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Mauney-Pitt Financial Management charge?","answer":"Mauney-Pitt Financial Management charges up to 1.50% a year for its Wealth Management Fees. The fee is billed in advance and is negotiable.","source":"MAUNEY-PITT FINANCIAL MANAGEMENT LLC DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS, filed 6 July 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Mauney-Pitt Financial Management use?","answer":"Mauney-Pitt Financial Management’s separately managed account assets are held at Raymond James & Associates, Inc. (St. Petersburg, FL), with $418M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 6 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Mauney-Pitt Financial Management have?","answer":"Mauney-Pitt Financial Management has 3 investment adviser representatives registered with state securities authorities, out of 6 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Mauney-Pitt Financial Management invest in?","answer":"At the end of its last fiscal year, Mauney-Pitt Financial Management’s separately managed accounts held 35% registered funds (mutual funds, ETFs, BDCs), 30% exchange-traded equities, 15% investment grade corporate bonds, 10% U.S. government and agency bonds, 5% high-yield corporate bonds, 2% cash and equivalents, 1% state and local bonds, 1% derivatives and 1% pooled vehicles (private funds and similar).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Mauney-Pitt Financial Management?","answer":"Mauney-Pitt Financial Management’s direct owners are Robert Pitt (50% to 75%) and Patrick Mauney (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 6 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Mauney-Pitt Financial Management get paid?","answer":"Mauney-Pitt Financial Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Mauney-Pitt Financial Management?","answer":"Mauney-Pitt Financial Management’s main office is at 310-2 East Graham Street, Shelby, NC 28150. Its phone number is 704-481-0101. Its website is mauney-pitt.com.","source":"Form ADV Part 1A, Item 1.F, filed 6 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}