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SEC-registered investment advisers in Rockville

16 SEC-registered investment advisers are headquartered in Rockville, MD, with $12.9B in combined regulatory assets under management. 10 are financial advisor firms; the rest are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

16
Investment advisers
$12.9B
Combined regulatory AUM
10
Financial advisor firms
Top 10 financial advisor firms in Rockville

All 16 advisers

By regulatory assets under management.

Innovation X Advisors$4.52B
Type
Private funds
Albion River Management$2.06B
Type
Private funds
Advisors Preferred$1.69B
Type
Mutual funds & ETFs
FSA Wealth Partners$820M
Type
RIA
Kendall Capital Management$744M
Type
RIA
Quantum Financial Advisors$558M
Type
OCIO / institutional wealth
Montgomery Investment Management$490M
Type
RIA
Ferguson-Johnson Wealth Management$316M
Type
RIA
Schaeffer Financial$258M
Type
RIA
Impact Capital$253M
Type
RIA
Reutemann Financial Solutions$252M
Type
RIA
Risk Management Group$200M
Type
RIA
Capital Squared Financial$199M
Type
RIA
Bireme Capital$197M
Type
Asset manager
Atcap Partners$196M
Type
Broker-dealer affiliate
Ivy League Financial Advisors$189M
Type
RIA

Rockville at a glance

Advisers headquartered here, by type

16
advisers
  • Financial advisor firms (RIAs)$3.72B regulatory AUM10 (63%)
  • Broker-dealers and other wealth firms$196M regulatory AUM1 (6%)
  • Private fund managers$6.58B regulatory AUM2 (13%)
  • Mutual fund, ETF and BDC managers$1.69B regulatory AUM1 (6%)
  • Institutional managers$754M regulatory AUM2 (13%)

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