Top 10 financial advisor firms in Rockville

10 SEC-registered financial advisor firms are headquartered in Rockville, MD, with $3.72B in combined regulatory assets under management. The largest by assets are FSA Wealth Partners ($820M), Kendall Capital Management ($744M) and Montgomery Investment Management ($490M).

10
Financial advisor firms: $3.72B
Their combined AUM: $256M
Median firm AUM: 2,633
Clients of the top 10

The 10 largest by assets

1
FSA Wealth Partners
RIA
$820M
0.65% to 1.25% a year
2
Kendall Capital Management
RIA
$744M
0.50% to 1.00% a year
3
Montgomery Investment Management
RIA
$490M
0.40% to 1.20%
4
Ferguson-Johnson Wealth Management
RIA
$316M
Up to 1.00% a year
5
Schaeffer Financial
RIA
$258M
0.65% to 1.00% a year
6
Impact Capital
RIA
$253M
Regulatory AUM
7
Reutemann Financial Solutions
RIA
$252M
Regulatory AUM
8
Risk Management Group
RIA
$200M
0.70% to 1.00% a year
9
Capital Squared Financial
RIA
$199M
0.55% to 0.75% a year
10
Ivy League Financial Advisors
RIA
$189M
Regulatory AUM

Profiles of the top 10

No. 1 · RIA

FSA Wealth Partners

FSA Wealth Partners is an investment adviser based in Rockville, MD, registered with the SEC since 1983. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $820 million, as filed on 27 April 2026.

FSA Wealth Partners charges 0.65%–1.25% a year for its Investment Advisory Service Fees.

Regulatory AUM: $820M
Clients: 698
Advisory staff: 9
Founded: 1982
Fee schedule: 0.65% to 1.25% a year
Custodians: Charles Schwab
Headquarters: One Church Street, Suite 901, Rockville, MD 20850
Phone: 301-949-7300
Website: fsawealthpartners.com

No. 2 · RIA

Kendall Capital Management

Kendall Capital Management is an investment adviser based in Rockville, MD, registered with the SEC since 2013. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $744 million, as filed on 25 March 2026.

Kendall Capital Management charges 0.50%–1.00% a year for its Individual Portfolio Management Fees.

Regulatory AUM: $744M
Clients: 352
Advisory staff: 7
Founded: 2005
Fee schedule: 0.50% to 1.00% a year
Minimum account: $500,000
Custodians: Charles Schwab
Headquarters: 2000 Tower Oaks Boulevard, Suite 240, Rockville, MD 20852
Phone: 301-838-9110
Website: kendallcapital.com

No. 3 · RIA

Montgomery Investment Management

Montgomery Investment Management is an investment adviser based in Rockville, MD, registered with the SEC since 1987. It provides investment management. Its clients include high-net-worth individuals and charitable organizations. Its regulatory assets under management total $490 million, as filed on 20 February 2026.

Montgomery Investment Management charges 0.40%–1.20% for its Fee Schedule. The brochure does not state whether the rate is annual.

Regulatory AUM: $490M
Clients: 108
Advisory staff: 2
Founded: 1987
Fee schedule: 0.40% to 1.20%
Custodians: Charles Schwab, Bank of America
Headquarters: 6229 Executive BLVD, Rockville, MD 20852
Phone: 301-897-9700
Website: miminvest.com

No. 4 · RIA

Ferguson-Johnson Wealth Management

Ferguson-Johnson Wealth Management is an investment adviser based in Rockville, MD, registered with the SEC since 1999. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $316 million, as filed on 2 September 2026.

Ferguson-Johnson Wealth Management charges up to 1.00% a year for its Investment management.

Regulatory AUM: $316M
Clients: 198
Advisory staff: 2
Founded: 1978
Fee schedule: Up to 1.00% a year
Custodians: Fidelity
Headquarters: 51 Monroe St., Suite Pe 25, Rockville, MD 20850
Phone: 301-670-0994
Website: fjwealthmanagement.com

No. 5 · RIA

Schaeffer Financial

Schaeffer Financial is an investment adviser based in Rockville, MD, registered with the SEC since 2005. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $258 million, as filed on 14 July 2026.

Schaeffer Financial charges 0.65%–1.00% a year for its Portfolio Management Fee.

Regulatory AUM: $258M
Clients: 247
Advisory staff: 4
Founded: 2004
Fee schedule: 0.65% to 1.00% a year
Custodians: Charles Schwab
Headquarters: 4612 Great Oak Road, Rockville, MD 20853
Phone: 301-933-5550

No. 6 · RIA

Impact Capital

Impact Capital is an investment adviser based in Rockville, MD, registered with the SEC since 2022. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $253 million, as filed on 19 March 2026.

Regulatory AUM: $253M
Clients: 115
Advisory staff: 3
Founded: 2018
Custodians: Charles Schwab
Headquarters: One Research Court, Suite 400, Rockville, MD 20850
Phone: 301-417-3300
Website: impactcapital.com

No. 7 · RIA

Reutemann Financial Solutions

Reutemann Financial Solutions is an investment adviser based in Rockville, MD, registered with the SEC since 2010. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $252 million, as filed on 22 April 2026.

Regulatory AUM: $252M
Clients: 533
Advisory staff: 6
Custodians: Charles Schwab, Fortitude Re
Headquarters: 2273 Research BLVD, Suite 101, Rockville, MD 20850-3264
Phone: 301-294-7500
Website: rfsadvisors.com

No. 8 · RIA

Risk Management Group

Risk Management Group is an investment adviser based in Rockville, MD, registered with the SEC since 2025. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $200 million, as filed on 13 May 2026.

Risk Management Group charges 0.70%–1.00% a year for its Investment management services.

Regulatory AUM: $200M
Clients: 192
Advisory staff: 3
Founded: 1965
Fee schedule: 0.70% to 1.00% a year
Custodians: SEI Private Trust
Headquarters: 14 South Adams Street, Rockville, MD 20850
Phone: 301-838-4111
Website: rmgadvisors.com

No. 9 · RIA

Capital Squared Financial

Capital Squared Financial is an investment adviser based in Rockville, MD, registered with the SEC since 2024. It provides financial planning and investment management. Its clients include individual clients, high-net-worth individuals and charitable organizations. Its regulatory assets under management total $199 million, as filed on 10 February 2026.

Capital Squared Financial charges 0.55%–0.75% a year for its Wealth Management Services.

Regulatory AUM: $199M
Clients: 87
Advisory staff: 2
Fee schedule: 0.55% to 0.75% a year
Custodians: Charles Schwab, Interactive Brokers
Headquarters: 1451 Rockville Pike, Suite 250, Rockville, MD 20852
Phone: 240-600-1678

No. 10 · RIA

Ivy League Financial Advisors

Ivy League Financial Advisors is an investment adviser based in Rockville, MD, registered with the SEC since 2006. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $189 million, as filed on 24 March 2026.

Regulatory AUM: $189M
Clients: 103
Advisory staff: 3
Custodians: Charles Schwab
Headquarters: 11 North Washington Street, Suite 250, Rockville, MD 20850
Phone: 301-258-1300
Website: ivyfa.com

Questions about financial advisors in Rockville

How many financial advisor firms are headquartered in Rockville?

10 SEC-registered financial advisor firms report their principal office in Rockville, MD, managing $3.72B in regulatory assets between them. The other 6 advisers headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Rockville?

FSA Wealth Partners, with $820M in regulatory assets under management on its latest Form ADV. The next largest are Kendall Capital Management ($744M) and Montgomery Investment Management ($490M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Rockville?

The median firm manages $256M in regulatory assets. That is the midpoint of the 10 firms headquartered in Rockville.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Rockville charge?

Of the 10 largest firms, 7 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 0.75% to 1.25% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Rockville?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

Rockville has 10 financial advisor firms; see every adviser in the city →

The 10 largest by assets

Profiles of the top 10

Questions about financial advisors in Rockville

Top financial advisor firms in other Maryland cities