Atcap Partners provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, market timing, and educational seminars.
Atcap Partners reports 349 clients. They include 192 high-net-worth individuals, 150 individual clients, and 5 pension and profit-sharing plans. Of its assets, 100.0% ($196M across 349 accounts) are managed with discretion. A wrap fee program the firm both sponsors and manages holds $58M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 43% | 14% |
| High-net-worth individuals | 55% | 71% |
| Pension and profit-sharing plans | 1% | 13% |
| Charitable organizations | <1% | 2% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 150 | $27.9M | 14.2% | $186K |
| High-net-worth individuals | 192 | $138M | 70.7% | $720K |
| Pension and profit-sharing plans | 5 | $24.9M | 12.7% | $4.98M |
| Charitable organizations | 2 | $4.52M | 2.3% | $2.26M |
| Total | 349 | $196M | 100% | $560K |
- Clients
- 150
- Regulatory AUM
- $27.9M
- AUM share
- 14.2%
- Avg. per client
- $186K
- Clients
- 192
- Regulatory AUM
- $138M
- AUM share
- 70.7%
- Avg. per client
- $720K
- Clients
- 5
- Regulatory AUM
- $24.9M
- AUM share
- 12.7%
- Avg. per client
- $4.98M
- Clients
- 2
- Regulatory AUM
- $4.52M
- AUM share
- 2.3%
- Avg. per client
- $2.26M
Total
- Clients
- 349
- Regulatory AUM
- $196M
- AUM share
- 100%
- Avg. per client
- $560K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Atcap Partners is paid through a percentage of assets under management, hourly charges, fixed fees (other than subscription fees) and other compensation; its fees and minimums are set out in its brochures on the SEC website.
Advisors Preferred Holding, LLC owns 75% or more of Atcap Partners and is in turn owned by DGBM Holdings, LLC (75% or more). It has 26 employees, 23 of them in advisory roles.
Leadership
- Mary Ayers-RigsbyCEO
- Angela HollandCCO
Investment adviser representatives
26 representatives listed in the SEC register as of 9 October 2026.
- Keenan Brathwaite
- Michael John Cassella
- Jean Gabriel Cocinescu
- Brian Todd Cohen
- Damian Humberto Defex
- Kenneth Drekou
- Daniel John Fred
- Sara Alluisi Galvin
- Marc Lester Goldstein
- Eric Robert Hilderbrand
- Matthew Thomas Hoesly
- Michelle Louise Hoesly
- Angela Williams Holland
- Farrel Alain Liger
- Anthony G Logiudice
- James Vincenzo Lombardo II
- Carter David Mansbach
- Stephen Gregory Marek
- Andrew P Massaro
- Donna Marie McGill
- Nicholas James Scaturro
- Kevin Robert Smith
- Joseph Varvara
- Jesse L Weissberger
- Daniel Wilson
- Carol Jacquelyn Zelenke
Staff
- 26 employees
- 23 in advisory functions
- 23 state-registered reps
- 26 broker-dealer reps
- 18 insurance agents
- Owns 75% or more of Atcap Partners, LLC
Advisors Preferred Holding, LLC
Control person · since June 2016
- Owns 75% or more of Advisors Preferred Holding, LLC
DGBM Holdings, LLC
Control person · since November 2023
Normandy Shores, LLC
Owner · Control person · since November 2023
- Owns 50% to 75% of Normandy Shores, LLC
Mark Goldwasser
Control person · since November 2023
- Owns 50% to 75% of Normandy Shores, LLC
Dirk Goldwasser
Control person · since August 2019
David Brown
Owner · Control person · since November 2023
Christopher Dewey
Owner · Control person · since November 2023
Atcap Partners’ regulatory assets grew 12.7× from $15.4M (March 2021) to $196M (April 2026); clients rose from 35 to 349 and employees from 10 to 26.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| April 2026 | $196M | 349 | 26 | 5 |
| March 2025 | $62.9M | 218 | 23 | 5 |
| March 2024 | $84.2M | 291 | 23 | 5 |
| March 2023 | $75.6M | 247 | 23 | 5 |
| March 2022 | $16.1M | 37 | 9 | 3 |
| March 2021 | $15.4M | 35 | 10 | 3 |
Besides its headquarters, Atcap Partners has 4 offices (3 private residences, listed without an address), with 2 listed addresses in Maryland and New York.
Maryland · 1 listed address
- 1445 Research Boulevard, #530, RockvilleHQ
New York · 1 listed address
- 80 Broad Street, New York
Other business names
Atcap Partners has reported 3 other business names to the SEC.
- Critical Math
- Forte Capital Group
- Resource 1
Contact and registration details
- Legal name
- Atcap Partners, LLC
- Headquarters
- 1445 Research Boulevard, #530, Rockville, MD 20850
- Website
- Not reported
- Phone
- 866-842-3356
- SEC file
- 801-72617
- Structure
- Maryland LLC
- Fiscal year end
- December
Atcap Partners uses Fidelity ($13M) as custodian for its separately managed accounts. Atcap Partners does not have custody of client assets.
- FidelityNational Financial Services LLC · Boston, MA · $13M100%
At year end, Atcap Partners’ separately managed accounts were mostly in funds (60%) and stocks (30%).
What the accounts hold
- Stocks30%
- Funds60%
- Bonds10%
How many clients does Atcap Partners have?
Atcap Partners has 349 clients and manages $196 million for them, as of April 2026. They include 192 high-net-worth individuals, 150 individual clients, and 5 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 1 April 2026
What services does Atcap Partners offer?
Atcap Partners provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, market timing, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Atcap Partners use?
Atcap Partners’ separately managed account assets are held at National Financial Services LLC (Boston, MA), with $13M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 April 2026
How many financial advisors does Atcap Partners have?
Atcap Partners has 23 investment adviser representatives registered with state securities authorities, out of 26 employees, and 23 perform investment advisory functions. 26 employees are registered representatives of a broker-dealer and 18 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Atcap Partners invest in?
At the end of its last fiscal year, Atcap Partners’ separately managed accounts held 60% registered funds (mutual funds, ETFs, BDCs), 30% exchange-traded equities and 10% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Atcap Partners?
Atcap Partners is owned through a chain of holding companies by Mark and Dirk Goldwasser. Its direct owner is Advisors Preferred Holding, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 1 April 2026
How does Atcap Partners get paid?
Atcap Partners is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Atcap Partners registered with the SEC?
Yes, Atcap Partners has been registered with the SEC as an investment adviser since 25 July 2011. Its CRD number is 158214 and its SEC file number is 801-72617.
Source: Form ADV Part 1A, Item 1, filed 1 April 2026; IAPD firm record
How do I contact Atcap Partners?
Atcap Partners’ main office is at 1445 Research Boulevard, #530, Rockville, MD 20850. Its phone number is 866-842-3356.