Madrid Financial Services provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 251–500 clients last fiscal year.
Madrid Financial Services reports 244 high-net-worth individuals. Of its assets, 98.5% ($181M across 488 accounts) are managed with discretion; $2.78M across 2 accounts are not. It advised 490 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| High-net-worth individuals | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | 244 | $184M | 100.0% | $755K |
| Total | 244 | $184M | 100% | $755K |
- Clients
- 244
- Regulatory AUM
- $184M
- AUM share
- 100.0%
- Avg. per client
- $755K
Total
- Clients
- 244
- Regulatory AUM
- $184M
- AUM share
- 100%
- Avg. per client
- $755K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 490
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Madrid Financial Services charges 1.25%–1.50% a year for its Asset Management Services. The whole portfolio is charged at the rate of its band. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$250K | 1.50% |
| $250K–$500K | 1.45% |
| $500K–$750K | 1.40% |
| $750K–$1M | 1.35% |
| $1M–$2M | 1.30% |
| $2M and above | 1.25% |
Fee details and sources
Other fees
- Financial Planning
- Financial planning is billed hourly, up to $400 an hour in 15-minute increments, or as a fixed fee negotiated on the expected hours.
Jerry Madrid owns 75% or more of Madrid Financial Services. It has 2 employees.
Leadership
- Jerry MadridCEO, CCO
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 2 employees
- 2 in advisory functions
- 1 state-registered rep
- 2 broker-dealer reps
- 2 insurance agents
- Owns 75% or more of Madrid Financial Services, Inc.
Jerry Madrid
Control person · since July 2009
Besides its headquarters, Madrid Financial Services has 0 offices, with 1 listed address in California.
California · 1 listed address
- 111 N. Sepulveda BLVD., Suite 250, Manhattan BeachHQ
Contact and registration details
- Legal name
- Madrid Financial Services, Inc.
- Headquarters
- 111 N. Sepulveda BLVD., Suite 250, Manhattan Beach, CA 90266
- Website
- madridretirementadvisors.com
- Phone
- 714-465-2537
- SEC file
- 801-135653
- Structure
- California corporation
- Fiscal year end
- December
Madrid Financial Services uses LPL Financial ($184M) as custodian for its separately managed accounts. Madrid Financial Services does not have custody of client assets.
- LPL FinancialLPL Financial LLC · Boston, MA · $184M100%
At year end, Madrid Financial Services’ separately managed accounts were mostly in stocks (95%). Its reported 13F holdings for the quarter ended 30 June 2026 total $189M across 26 positions; the largest are Global X Fds (13.7%), iShares TR (11.2%) and iShares Inc. (8.1%).
What the accounts hold
- Stocks95%
- Bonds5%
Reported 13F holdings
- $189M
- Reported 13F value
- 26
- Positions
- 73.3%
- In the 10 largest
- +11.6%
- Value vs. prior quarter
- Global X Fds · Glbl X Mlp ETF13.7%
- iShares TR · Core 60 Bala ETF11.2%
- iShares Inc. · MSCI Sth Kor ETF8.1%
- Invesco Qqq TR · Unit Ser 17.0%
- Vaneck ETF Trust · Gold Miners ETF6.3%
- SPDR Series Trust · ST Str P500val6.1%
- Wisdomtree TR · Japn Hedge EQT5.6%
- State Str SPDR S&P 500 ETF T · TR Unit5.3%
- Invesco Exchange Traded FD T · Aerospace Defn5.2%
- iShares TR · Core MSCI Eafe4.7%
Together, the ten largest are 73.3% of reported value.
How many clients does Madrid Financial Services have?
Madrid Financial Services has 244 clients and manages $184 million for them, as of February 2026. They include 244 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 23 February 2026
What services does Madrid Financial Services offer?
Madrid Financial Services provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Madrid Financial Services charge?
Madrid Financial Services charges 1.25%–1.50% a year for its Asset Management Services. The whole portfolio is charged at the rate of its band. The fee is billed in advance and is negotiable.
Source: MRA ADV 2A DISCLOSURE BROCHURE, filed 23 February 2026
Which custodians does Madrid Financial Services use?
Madrid Financial Services’ separately managed account assets are held at LPL Financial LLC (Boston, MA), with $184M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 February 2026
How many financial advisors does Madrid Financial Services have?
Madrid Financial Services has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Madrid Financial Services invest in?
At the end of its last fiscal year, Madrid Financial Services’ separately managed accounts held 95% exchange-traded equities and 5% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Madrid Financial Services?
Madrid Financial Services’ direct owner is Jerry Madrid (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 23 February 2026
How does Madrid Financial Services get paid?
Madrid Financial Services is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Madrid Financial Services?
Madrid Financial Services’ main office is at 111 N. Sepulveda BLVD., Suite 250, Manhattan Beach, CA 90266. Its phone number is 714-465-2537. Its website is madridretirementadvisors.com.