{"url":"https://nivawealth.com/firms/madrid-financial-services-172464","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/172464","regulatoryAum":184242890,"crd":"172464","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4617455","suffix":null,"lastName":"MADRID","firstName":"JERRY","middleName":"R"},{"crd":"6731753","suffix":null,"lastName":"PARRA-CORTEZ","firstName":"DIEGO","middleName":"HERNAN"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-135653","legalName":"Madrid Financial Services, Inc.","displayName":"Madrid Financial Services","slug":"madrid-financial-services-172464","website":"https://madridretirementadvisors.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"California corporation","fiscalYearEnd":"December","headquarters":{"street":"111 N. 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Sepulveda BLVD., Suite 250","city":"Manhattan Beach","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"714-465-2537","stateRegisteredReps":1,"otherAdviserReps":1,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"251-500","assetMix":[{"label":"Exchange-traded equity securities","percent":95},{"label":"Investment grade corporate bonds","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"23 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/172464/PDF/172464.pdf","brochureDate":"23 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1011219","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Madrid Financial Services have?","answer":"Madrid Financial Services has 244 clients and manages $184 million for them, as of February 2026. They include 244 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 23 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Madrid Financial Services offer?","answer":"Madrid Financial Services provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Madrid Financial Services charge?","answer":"Madrid Financial Services charges 1.25%–1.50% a year for its Asset Management Services. The whole portfolio is charged at the rate of its band. The fee is billed in advance and is negotiable.","source":"MRA ADV 2A DISCLOSURE BROCHURE, filed 23 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Madrid Financial Services use?","answer":"Madrid Financial Services’ separately managed account assets are held at LPL Financial LLC (Boston, MA), with $184M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Madrid Financial Services have?","answer":"Madrid Financial Services has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Madrid Financial Services invest in?","answer":"At the end of its last fiscal year, Madrid Financial Services’ separately managed accounts held 95% exchange-traded equities and 5% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Madrid Financial Services?","answer":"Madrid Financial Services’ direct owner is Jerry Madrid (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 23 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Madrid Financial Services get paid?","answer":"Madrid Financial Services is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Madrid Financial Services?","answer":"Madrid Financial Services’ main office is at 111 N. Sepulveda BLVD., Suite 250, Manhattan Beach, CA 90266. Its phone number is 714-465-2537. Its website is madridretirementadvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 23 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/madrid-financial-services-172464/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-06","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2135336/000213533626000007/0002135336-26-000007-index.html","totalValue":188985672,"positionCount":26,"top10Share":0.7331542626152103,"top10":[{"issuer":"GLOBAL X FDS","titleOfClass":"GLBL X MLP ETF","cusip":"37954Y343","value":25938608,"shares":488670,"shareType":"SH","priorValue":25356778,"priorShares":470703},{"issuer":"ISHARES TR","titleOfClass":"CORE 60 BALA ETF","cusip":"464289867","value":21251531,"shares":305776,"shareType":"SH","priorValue":17519373,"priorShares":272251},{"issuer":"ISHARES INC","titleOfClass":"MSCI STH KOR 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}