Diego Parra-Cortez has been an investment adviser representative at Madrid Financial Services since June 2018, and is not listed among the firm’s executive officers or direct owners.
Madrid Financial Services, Inc. is a Manhattan Beach, CA firm with $184M under management, 244 clients and 2 advisers in one office, as of its February 2026 filing.
Diego Parra-Cortez’s longest registration is the current one, 8 years at LPL Financial LLC since 2017.
- Madrid Retirement AdvisorsCurrent– present · 8 yearsManhattan Beach, CA · Adviser representative · Firm CRD 172464
- LPL Financial LLCAlso current– present · 8 yearsDevine, TX · Adviser representative and broker · Firm CRD 6413
Investment adviser representative registrations
Diego Parra-Cortez is registered as an investment adviser representative in California, since June 2018.
- CaliforniaSince 12 June 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 13 December 2017 |
| Series 7 | General Securities Representative Examination | 23 October 2017 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Diego Hernan Parra-Cortez
- CRD
- 6731753
- Firm
- Madrid Financial Services · CRD 172464
- Office
- 111 N. SEPULVEDA BLVD., SUITE 250, Manhattan Beach, CA 90266
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 2017
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Diego Parra-Cortez work?
Diego Parra-Cortez is an investment adviser representative registered through Madrid Financial Services, Inc. since June 2018, and is not listed among the firm’s executive officers or direct owners.
Is Diego Parra-Cortez a financial advisor?
Yes. Diego Parra-Cortez has a current investment-adviser registration in California, through Madrid Financial Services since June 2018.
How many years of experience does Diego Parra-Cortez have?
Diego Parra-Cortez has 9 years in the financial industry, since October 2017, across 2 adviser firms.
What exams has Diego Parra-Cortez passed?
Diego Parra-Cortez has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in October 2017. FINRA credited Diego Parra-Cortez with the SIE, which began in October 2018.
Where is Diego Parra-Cortez based?
Diego Parra-Cortez’s registered office is in Manhattan Beach, CA.
Is Diego Parra-Cortez registered with FINRA?
Yes. Diego Parra-Cortez has a current broker registration, under CRD 6731753.
Source: FINRA BrokerCheck
How can I verify Diego Parra-Cortez’s record?
Search CRD 6731753 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Diego Parra-Cortez’s full registration record.