Jerry Madrid has been CEO, CCO of Madrid Financial Services since July 2009, is a control person of the firm and directly owns 75% or more of it.
Madrid Financial Services, Inc. is a Manhattan Beach, CA firm with $184M under management, 244 clients and 2 advisers in one office, as of its February 2026 filing.
Jerry Madrid’s longest registration is the current one, 17 years at LPL Financial LLC since 2009. Before joining Madrid Financial Services in 2015, Jerry Madrid was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated and UBS Financial Services Inc.
- Madrid Retirement AdvisorsCurrent– present · 11 yearsManhattan Beach, CA · Adviser representative · Firm CRD 172464
- LPL Financial LLCAlso current– present · 17 yearsHuntington Beach, CA · Adviser representative and broker · Firm CRD 6413
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 3 yearsNewport Beach, CA · Adviser representative · Firm CRD 7691
- UBS Financial Services Inc.– · 2 yearsNewport Beach, CA · Adviser representative · Firm CRD 8174
Investment adviser representative registrations
Jerry Madrid is registered as an investment adviser representative in 2 states. The first approvals date from February 2015; the most recent is Texas, in March 2026.
- CaliforniaSince 12 February 2015
- TexasSince 25 March 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 20 November 2009 |
| Series 66 | Uniform Combined State Law Examination | 11 April 2003 |
| Series 7 | General Securities Representative Examination | 13 February 2003 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jerry R Madrid
- CRD
- 4617455
- Firm
- Madrid Financial Services · CRD 172464
- Role
- CEO, CCO
- Office
- 111 N. SEPULVEDA BLVD., SUITE 250, Manhattan Beach, CA 90266
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 2003
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Jerry Madrid work?
Jerry Madrid has been CEO, CCO of Madrid Financial Services, Inc. since July 2009, and is a control person of the firm.
Is Jerry Madrid a financial advisor?
Yes. Jerry Madrid has a current investment-adviser registration in California and Texas, through Madrid Financial Services since February 2015.
How many years of experience does Jerry Madrid have?
Jerry Madrid has 23 years in the financial industry, since February 2003, across 4 adviser firms.
What exams has Jerry Madrid passed?
Jerry Madrid has passed 3 licensing exams: the Series 7, Series 66 and Series 24. The earliest, the Series 7, was passed in February 2003. FINRA credited Jerry Madrid with the SIE, which began in October 2018.
Where did Jerry Madrid work before Madrid Financial Services?
Before Madrid Financial Services, Jerry Madrid was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, August 2005 to July 2009; UBS Financial Services Inc., April 2003 to September 2005.
Where is Jerry Madrid based?
Jerry Madrid’s registered office is in Manhattan Beach, CA.
Is Jerry Madrid registered with FINRA?
Yes. Jerry Madrid has a current broker registration, under CRD 4617455.
Source: FINRA BrokerCheck
How can I verify Jerry Madrid’s record?
Search CRD 4617455 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Jerry Madrid’s full registration record.