Legacy Capital Management, Limited Liability provides financial planning, portfolio management for individuals and small businesses, pension consulting, and educational seminars. Financial planning was provided to 51–100 clients last fiscal year.
Legacy Capital Management, Limited Liability reports 229 clients. They include 185 individual clients and 44 high-net-worth individuals. Of its assets, 100.0% ($150M across 546 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 81% | 33% |
| High-net-worth individuals | 19% | 64% |
| Pension and profit-sharing plans | Fewer than 5 | <1% |
| Corporations and other businesses | Fewer than 5 | 3% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 185 | $49.4M | 33.0% | $267K |
| High-net-worth individuals | 44 | $95.7M | 63.9% | $2.17M |
| Pension and profit-sharing plans | Fewer than 5 | $225K | 0.2% | — |
| Corporations and other businesses | Fewer than 5 | $4.54M | 3.0% | — |
| Total | 229 | $150M | 100% | — |
- Clients
- 185
- Regulatory AUM
- $49.4M
- AUM share
- 33.0%
- Avg. per client
- $267K
- Clients
- 44
- Regulatory AUM
- $95.7M
- AUM share
- 63.9%
- Avg. per client
- $2.17M
- Clients
- Fewer than 5
- Regulatory AUM
- $225K
- AUM share
- 0.2%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $4.54M
- AUM share
- 3.0%
- Avg. per client
- —
Total
- Clients
- 229
- Regulatory AUM
- $150M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Legacy Capital Management, Limited Liability is paid through a percentage of assets under management and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consultations
- Financial planning and consultation fees are negotiated, with a minimum fee of $1,000 and a maximum fee of $30,000, depending on complexity.
- Retirement Plan Consulting
- Qualified retirement plan consulting is billed as a percentage of managed plan assets that will not exceed 2.00%.
Legacy Capital Management, Limited Liability Company owns 75% or more of Legacy Capital Management, Limited Liability and is in turn owned by John Scambray (50–75%) and Giuseppe Visconti (50–75%). The leadership team of Legacy Capital Management, Limited Liability includes President Giuseppe Visconti and Chief Compliance Officer Jennifer Schuette. It has 3 employees, 2 of them in advisory roles.
Leadership
Giuseppe ViscontiPresident, Chief Financial Officer, Chief Investment Officer- Jennifer SchuetteChief Compliance Officer
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 3 employees
- 2 in advisory functions
- 2 state-registered reps
- 1 insurance agent
- Owns 50% to 75% of Legacy Capital Management, Limited Liability Company
John Scambray
Control person · since November 2019
- Owns 50% to 75% of Legacy Capital Management, Limited Liability Company
Giuseppe Visconti
Control person · since January 2024
Legacy Capital Management, Limited Liability’s regulatory assets grew from $100M (April 2024) to $150M (October 2026); clients were 229 in both filings and employees rose from 2 to 3.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| October 2026 | $150M | 229 | 3 | 4 |
| March 2025 | $140M | 170 | 2 | 3 |
| April 2024 | $100M | 225 | 2 | 3 |
Besides its headquarters, Legacy Capital Management, Limited Liability has 3 offices (2 private residences, listed without an address), with 2 listed addresses in California and Nevada.
California · 1 listed address
- 4080 Cavitt Stallman Road, Suite 200, Granite BayHQ
Nevada · 1 listed address
- 9805 Double R BLVD, Reno
Other business names
Legacy Capital Management, Limited Liability has reported 2 other business names to the SEC.
- Onesource Wealth Management
- Wise Money Guys
Contact and registration details
- Legal name
- Legacy Capital Management, Limited Liability Company
- Headquarters
- 4080 Cavitt Stallman Road, Suite 200, Granite Bay, CA 95746
- Website
- wisemoneyguys.com
- Phone
- 916-967-3500
- SEC file
- 801-129864
- Structure
- California LLC
- Fiscal year end
- December
Legacy Capital Management, Limited Liability uses Charles Schwab ($109M, 75%) and Interactive Brokers ($36.6M, 25%) as custodians for its separately managed accounts. Legacy Capital Management, Limited Liability has custody of $1.59M in client assets for 1 client.
- Interactive BrokersInteractive Brokers LLC · Greenwich, CT · $36.6M25%
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $109M75%
At year end, Legacy Capital Management, Limited Liability’s separately managed accounts were largely in stocks (49%) and bonds (26%).
What the accounts hold
- Stocks49%
- Exchange-traded equities48%
- Non-exchange-traded equities1%
- Funds12%
- Bonds26%
- Investment grade corporate bonds25%
- State and local bonds1%
- Cash12%
- Other1%
- Derivatives1%
How many clients does Legacy Capital Management, Limited Liability have?
Legacy Capital Management, Limited Liability has 229 clients and manages $150 million for them, as of October 2026. They include 185 individual clients and 44 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 1 October 2026
What services does Legacy Capital Management, Limited Liability offer?
Legacy Capital Management, Limited Liability provides financial planning, portfolio management for individuals and small businesses, pension consulting, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Legacy Capital Management, Limited Liability use?
Legacy Capital Management, Limited Liability’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $109M and Interactive Brokers LLC (Greenwich, CT), with $36.6M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 October 2026
How many financial advisors does Legacy Capital Management, Limited Liability have?
Legacy Capital Management, Limited Liability has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Legacy Capital Management, Limited Liability invest in?
At the end of its last fiscal year, Legacy Capital Management, Limited Liability’s separately managed accounts held 48% exchange-traded equities, 25% investment grade corporate bonds, 12% registered funds (mutual funds, ETFs, BDCs), 12% cash and equivalents, 1% non-exchange-traded equities, 1% state and local bonds and 1% derivatives.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Legacy Capital Management, Limited Liability?
Legacy Capital Management, Limited Liability is owned through a holding company by John Scambray and Giuseppe Visconti. Its direct owner is Legacy Capital Management, Limited Liability Company (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 1 October 2026
How does Legacy Capital Management, Limited Liability get paid?
Legacy Capital Management, Limited Liability is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Legacy Capital Management, Limited Liability registered with the SEC?
Yes, Legacy Capital Management, Limited Liability has been registered with the SEC as an investment adviser since 18 April 2024. Its CRD number is 319078 and its SEC file number is 801-129864.
Source: Form ADV Part 1A, Item 1, filed 1 October 2026; IAPD firm record
How do I contact Legacy Capital Management, Limited Liability?
Legacy Capital Management, Limited Liability’s main office is at 4080 Cavitt Stallman Road, Suite 200, Granite Bay, CA 95746. Its phone number is 916-967-3500. Its website is wisemoneyguys.com.