Jennifer Schuette has been Chief Compliance Officer of Legacy Capital Management, Limited Liability since July 2026, is a control person of the firm and directly owns under 5% of it.
Legacy Capital Management, Limited Liability Company is a Granite Bay, CA firm with $150M under management, 229 clients and 2 advisers across 4 offices, as of its October 2026 filing.
Jennifer Schuette’s longest registration was 19 years at Geneos Wealth Management, Inc. (2006–2025).
- Portfolio Design Advisors, Inc.– · 11 yearsEnglewood, CO · Adviser representative · Firm CRD 137789
- Geneos Wealth Management, Inc.– · 19 yearsEnglewood, CO · Adviser representative · Firm CRD 120894
- United Securities Alliance, Inc.– · 1 yearGreenwood Village, CO · Adviser representative · Firm CRD 36487
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 52TO | Municipal Securities Representative Examination | 25 September 2025 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 53 | Municipal Securities Principal Examination | 20 May 2005 |
| Series 66 | Uniform Combined State Law Examination | 17 November 2004 |
| Series 27 | Financial and Operations Principal Examination | 6 July 2004 |
| Series 24 | General Securities Principal Examination | 19 April 2004 |
| Series 7 | General Securities Representative Examination | 20 October 2001 |
- Name
- Municipal Securities Representative Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- Financial and Operations Principal Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Jennifer Lynn Schuette
- CRD
- 2759403
- Firm
- Legacy Capital Management, Limited Liability · CRD 319078
- Role
- Chief Compliance Officer
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Jennifer Schuette work?
Jennifer Schuette has been Chief Compliance Officer of Legacy Capital Management, Limited Liability Company since July 2026, and is a control person of the firm.
Does Jennifer Schuette have a current investment-adviser registration?
Jennifer Schuette has no current investment-adviser or broker registration.
What exams has Jennifer Schuette passed?
Jennifer Schuette has passed 7 licensing exams: the Series 7, Series 24, Series 27, Series 66, Series 53, Series 99TO and Series 52TO. The earliest, the Series 7, was passed in October 2001. FINRA credited Jennifer Schuette with the SIE, which began in October 2018.
Where was Jennifer Schuette previously registered as an investment adviser?
Jennifer Schuette has past investment-adviser registrations through Portfolio Design Advisors, Inc., August 2012 to July 2024; Geneos Wealth Management, Inc., August 2006 to December 2025; United Securities Alliance, Inc., June 2005 to July 2006, across 3 firms.
Is Jennifer Schuette registered with FINRA?
No. Jennifer Schuette has no current broker registration.
How can I verify Jennifer Schuette’s record?
Search CRD 2759403 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jennifer Schuette’s full registration record.
