Giuseppe Visconti has been President, Chief Financial Officer, Chief Investment Officer of Legacy Capital Management, Limited Liability since January 2024, is a control person of the firm and directly owns under 5% of it. Giuseppe Visconti holds a Master of Science in Finance and Economics from West Texas A&M University and a Bachelor of Arts from the University of San Francisco.
Legacy Capital Management, Limited Liability Company is a Granite Bay, CA firm with $150M under management, 229 clients and 2 advisers across 4 offices, as of its October 2026 filing.
Giuseppe Visconti is President, Chief Compliance Officer and Chief Financial Officer of OneSource Wealth Management, based in Granite Bay, California. He also serves as Chief Investment Officer. Visconti began in wealth management in 2008 through Bank of America's Financial Advisor Pathways program, after working as a mortgage officer at Wells Fargo Financial, and later built a practice at Raymond James before joining OneSource.
Giuseppe Visconti’s longest registration was 5 years at Wells Fargo Clearing Services, LLC (2012–2018). Before joining Legacy Capital Management, Limited Liability in 2024, Giuseppe Visconti was registered through Raymond James Financial Services Advisors, Inc and Wells Fargo Clearing Services, LLC.
- Farther– · under a yearGranite Bay, CA · Adviser representative · Firm CRD 302050
- Onesource Wealth ManagementCurrent– present · 2 yearsGranite Bay, CA · Adviser representative · Firm CRD 319078
- Raymond James Financial Services Advisors, Inc– · 5 yearsRoseville, CA · Adviser representative · Firm CRD 149018
- Wells Fargo Clearing Services, LLC– · 5 yearsRoseville, CA · Adviser representative · Firm CRD 19616
- Citigroup Global Markets Inc.– · 1 yearSan Jose, CA · Adviser representative · Firm CRD 7059
- Chase Investment Services Corp.– · 1 yearSunnyvale, CA · Adviser representative · Firm CRD 25574
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · under a yearSacramento, CA · Adviser representative · Firm CRD 7691
- Banc of America Investment Services, Inc.– · under a yearSan Jose, CA · Adviser representative · Firm CRD 16361
Professional designations
Listed by Legacy Capital Management, Limited Liability
- Certified Portfolio Manager (CPM®)
- Chartered Retirement Planning Counselor (CRPC®)
Investment adviser representative registrations
Giuseppe Visconti is registered as an investment adviser representative in California, since January 2024.
- CaliforniaSince 26 January 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 26 September 2008 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 September 2008 |
| Series 7 | General Securities Representative Examination | 2 July 2008 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Giuseppe Francesco Visconti
- CRD
- 5514465
- Firm
- Legacy Capital Management, Limited Liability · CRD 319078
- Role
- President, Chief Financial Officer, Chief Investment Officer
- Office
- 4080 CAVITT STALLMAN ROAD, SUITE 200, Granite Bay, CA 95746
- Registration
- Investment adviser registration
- In the industry since
- February 2009
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- oswealthmanagement.com
Where does Giuseppe Visconti work?
Giuseppe Visconti has been President, Chief Financial Officer, Chief Investment Officer of Legacy Capital Management, Limited Liability Company since January 2024, and is a control person of the firm.
Is Giuseppe Visconti a financial advisor?
Yes. Giuseppe Visconti has a current investment-adviser registration in California, through Legacy Capital Management, Limited Liability since January 2024.
How many years of experience does Giuseppe Visconti have?
Giuseppe Visconti has 17 years in the financial industry, since February 2009, across 8 adviser firms.
What exams has Giuseppe Visconti passed?
Giuseppe Visconti has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in July 2008. FINRA credited Giuseppe Visconti with the SIE, which began in October 2018.
Where did Giuseppe Visconti work before Legacy Capital Management, Limited Liability?
Before Legacy Capital Management, Limited Liability, Giuseppe Visconti was registered through Raymond James Financial Services Advisors, Inc, June 2018 to January 2024; Wells Fargo Clearing Services, LLC, October 2012 to June 2018; Citigroup Global Markets Inc., May 2011 to October 2012; Chase Investment Services Corp., December 2009 to May 2011; Merrill Lynch, Pierce, Fenner & Smith Incorporated, October 2009 to November 2009; Banc of America Investment Services, Inc., September 2008 to March 2009.
Where is Giuseppe Visconti based?
Giuseppe Visconti’s registered office is in Granite Bay, CA.
Is Giuseppe Visconti registered with FINRA?
No. Giuseppe Visconti has no current broker registration.
How can I verify Giuseppe Visconti’s record?
Search CRD 5514465 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Giuseppe Visconti’s full registration record.
