{"url":"https://nivawealth.com/firms/legacy-capital-management-limited-liability-319078","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/319078","regulatoryAum":149813898,"crd":"319078","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2231726","suffix":null,"lastName":"SCAMBRAY","firstName":"JOHN","middleName":"VINCENT"},{"crd":"5514465","suffix":null,"lastName":"VISCONTI","firstName":"GIUSEPPE","middleName":"FRANCESCO"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-04-17","regulatoryAum":100000000,"clients":225,"employees":2,"offices":3},{"filedOn":"2025-03-18","regulatoryAum":140000000,"clients":170,"employees":2,"offices":3},{"filedOn":"2026-10-01","regulatoryAum":149813898,"clients":229,"employees":3,"offices":4}],"secFileNumber":"801-129864","legalName":"Legacy Capital Management, Limited Liability Company","displayName":"Legacy Capital Management, Limited Liability","slug":"legacy-capital-management-limited-liability-319078","website":"https://wisemoneyguys.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/onesource-health-wealth-management/","founded":null,"organization":"California limited liability company","fiscalYearEnd":"December","headquarters":{"street":"4080 Cavitt Stallman Road, Suite 200","city":"Granite Bay","state":"CA","stateName":"California","country":"United States","postalCode":"95746"},"tradeNames":["Onesource Wealth Management","Wise Money Guys"],"registration":{"secApproved":"18 April 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":633399.0131004367,"staff":{"employees":3,"advisory":2,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":149813898,"discretionary":149813898,"discretionaryAccounts":546,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":185,"regulatoryAum":49391477},{"label":"High-net-worth individuals","clients":44,"regulatoryAum":95656897},{"label":"Pension and profit-sharing plans","clients":null,"fewerThan5":true,"regulatoryAum":225163},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":4540361}],"feePrograms":[{"role":"other","program":"Financial Planning and Consultations","summary":"Financial planning and consultation fees are negotiated, with a minimum fee of $1,000 and a maximum fee of $30,000, depending on complexity.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1056299","versionId":1056299,"submittedOn":"2026-08-27","documentName":"ADV PART 2A"},{"role":"other","program":"Retirement Plan Consulting","summary":"Qualified retirement plan consulting is billed as a percentage of managed plan assets that will not exceed 2.00%.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1056299","versionId":1056299,"submittedOn":"2026-08-27","documentName":"ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T17:11:27.951005+00:00","documents":[{"name":"ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1056299","versionId":1056299,"submittedOn":"2026-08-27"}]},"custodians":[{"name":"Interactive Brokers LLC","shortName":"Interactive Brokers","location":"Greenwich, CT","smaAssets":36646658},{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":108982589}],"custodyNote":"Legacy Capital Management, Limited Liability has custody of $1.59M in client assets for 1 client.","leadership":[{"name":"Giuseppe Visconti","title":"President, Chief Financial Officer, Chief Investment Officer","crd":"5514465"},{"name":"Jennifer Schuette","title":"Chief Compliance Officer","crd":"2759403"},{"name":"John Scambray","title":"CEO","crd":"2231726"}],"ownership":[{"label":"Legacy Capital Management, Limited Liability Company","detail":"Managing member in the 75% or more ownership band and a control person, since November 2019."},{"label":"John Scambray","detail":"Indirect owner: a owner; ceo of Legacy Capital Management, Limited Liability Company in the 50% to 75% band and a control person, since November 2019.","parent":"Legacy Capital Management, Limited Liability Company"},{"label":"Giuseppe Visconti","detail":"Indirect owner: a owner; cco of Legacy Capital Management, Limited Liability Company in the 50% to 75% band and a control person, since January 2024.","parent":"Legacy Capital Management, Limited Liability Company"}],"filedOffices":{"otherThanPrincipal":3,"privateResidences":2},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"4080 Cavitt Stallman Road, Suite 200","city":"Granite Bay","headquarters":true}]},{"state":"Nevada","offices":1,"addresses":[{"street":"9805 Double R BLVD","city":"Reno"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"916-967-3500","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Educational seminars/workshops"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":48},{"label":"Non-exchange-traded equity securities","percent":1},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":25},{"label":"Derivatives","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":12},{"label":"Cash and cash equivalents","percent":12}],"privateFunds":0},"sources":{"adv1FilingDate":"1 October 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/319078/PDF/319078.pdf","brochureDate":"27 August 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1056299","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Legacy Capital Management, Limited Liability have?","answer":"Legacy Capital Management, Limited Liability has 229 clients and manages $150 million for them, as of October 2026. They include 185 individual clients and 44 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 1 October 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Legacy Capital Management, Limited Liability offer?","answer":"Legacy Capital Management, Limited Liability provides financial planning, portfolio management for individuals and small businesses, pension consulting, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Legacy Capital Management, Limited Liability use?","answer":"Legacy Capital Management, Limited Liability’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $109M and Interactive Brokers LLC (Greenwich, CT), with $36.6M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 October 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Legacy Capital Management, Limited Liability have?","answer":"Legacy Capital Management, Limited Liability has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Legacy Capital Management, Limited Liability invest in?","answer":"At the end of its last fiscal year, Legacy Capital Management, Limited Liability’s separately managed accounts held 48% exchange-traded equities, 25% investment grade corporate bonds, 12% registered funds (mutual funds, ETFs, BDCs), 12% cash and equivalents, 1% non-exchange-traded equities, 1% state and local bonds and 1% derivatives.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Legacy Capital Management, Limited Liability?","answer":"Legacy Capital Management, Limited Liability is owned through a holding company by John Scambray and Giuseppe Visconti. Its direct owner is Legacy Capital Management, Limited Liability Company (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 1 October 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Legacy Capital Management, Limited Liability get paid?","answer":"Legacy Capital Management, Limited Liability is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Legacy Capital Management, Limited Liability registered with the SEC?","answer":"Yes, Legacy Capital Management, Limited Liability has been registered with the SEC as an investment adviser since 18 April 2024. Its CRD number is 319078 and its SEC file number is 801-129864.","source":"Form ADV Part 1A, Item 1, filed 1 October 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Legacy Capital Management, Limited Liability?","answer":"Legacy Capital Management, Limited Liability’s main office is at 4080 Cavitt Stallman Road, Suite 200, Granite Bay, CA 95746. Its phone number is 916-967-3500. Its website is wisemoneyguys.com.","source":"Form ADV Part 1A, Item 1.F, filed 1 October 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}