Larry Mathis Financial Planning provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, and educational seminars. Financial planning was provided to 1–10 clients last fiscal year.
Larry Mathis Financial Planning reports 310 clients. They include 229 individual clients, 75 high-net-worth individuals, and 6 pension and profit-sharing plans. Of its assets, 94.0% ($200M across 692 accounts) are managed with discretion; $12.7M across 11 accounts are not. It advised 1 client without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 74% | 38% |
| High-net-worth individuals | 24% | 56% |
| Pension and profit-sharing plans | 2% | 6% |
| Charitable organizations | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 229 | $80.1M | 37.7% | $350K |
| High-net-worth individuals | 75 | $119M | 55.9% | $1.59M |
| Pension and profit-sharing plans | 6 | $11.8M | 5.6% | $1.97M |
| Charitable organizations | Fewer than 5 | $1.8M | 0.8% | — |
| Total | 310 | $213M | 100% | — |
- Clients
- 229
- Regulatory AUM
- $80.1M
- AUM share
- 37.7%
- Avg. per client
- $350K
- Clients
- 75
- Regulatory AUM
- $119M
- AUM share
- 55.9%
- Avg. per client
- $1.59M
- Clients
- 6
- Regulatory AUM
- $11.8M
- AUM share
- 5.6%
- Avg. per client
- $1.97M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.8M
- AUM share
- 0.8%
- Avg. per client
- —
Total
- Clients
- 310
- Regulatory AUM
- $213M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 1
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Larry Mathis Financial Planning is paid through a percentage of assets under management, hourly charges, fixed fees (other than subscription fees) and other compensation. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Financial planning is a fixed fee of $1,200 to $5,000; consultation is $250 an hour, with a deposit of half the estimated hourly fee.
- Retirement Plan Services
- Fees for plan services are a percentage of plan assets not to exceed 1.25% a year, or an hourly or flat fee.
Larry Mathis owns 75% or more of Larry Mathis Financial Planning. The leadership team of Larry Mathis Financial Planning includes President Cameron Mathis and Chief Compliance Officer Larry Mathis. It has 5 employees.
Staff
- 5 employees
- 5 in advisory functions
- 5 state-registered reps
- 5 broker-dealer reps
- 3 insurance agents
- Owns 75% or more of Larry Mathis Financial Planning, L.L.C.
Larry Mathis
Control person · since November 2004
Larry Mathis Financial Planning’s regulatory assets grew from $160M (June 2024) to $213M (September 2026); clients were 310 in both filings and employees rose from 4 to 5.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Sep 2026September 2026 | $213M | 310 | 5 | 4 |
| Apr 2025April 2025 | $183M | 310 | 5 | 4 |
| Jun 2024June 2024 | $160M | 317 | 4 | 3 |
Besides its headquarters, Larry Mathis Financial Planning has 3 offices (2 private residences, listed without an address), with 2 listed addresses across 2 states.
Arizona · 1 listed address
- 7210 N 16th Street, PhoenixHQ
California · 1 listed address
- 5450 Telegraph Road, Ventura
Other business names
Larry Mathis Financial Planning has reported 1 other business name to the SEC.
- Mathis Public Safety Retirement
Contact and registration details
- Legal name
- Larry Mathis Financial Planning, L.L.C.
- Headquarters
- 7210 N 16th Street, Phoenix, AZ 85020
- Website
- mathiswealth.com
- Phone
- 602-393-0501
- @mathis-wealth-management
- SEC file
- 801-128560
- Structure
- Arizona LLC
- Fiscal year end
- December
Larry Mathis Financial Planning’s named custodians for separately managed accounts are Axos Clearing ($158M, 78%) and Charles Schwab ($43.3M, 22%). Larry Mathis Financial Planning has custody of $57.5M for 93 clients.
- Charles SchwabCharles Schwab & Co., Inc. · El Paso, TX · $43.3M22%
- Axos ClearingAxos Clearing LLC · Omaha, NE · $158M78%
At year end, Larry Mathis Financial Planning’s separately managed accounts were mostly in funds (59%) and stocks (36%). Its reported 13F holdings for the quarter ended 30 June 2026 total $131M across 150 positions; the largest are Dimensional ETF Trust (10.1%), Vanguard Index Fds (4.8%) and Invesco Qqq TR (4.8%).
What the accounts hold
- Stocks36%
- Funds59%
- Bonds2%
- Cash3%
How many clients does Larry Mathis Financial Planning have?
Larry Mathis Financial Planning has 310 clients and manages $213 million for them, as of September 2026. They include 229 individual clients, 75 high-net-worth individuals, and 6 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 September 2026
What services does Larry Mathis Financial Planning offer?
Larry Mathis Financial Planning provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Larry Mathis Financial Planning use?
Larry Mathis Financial Planning’s separately managed account assets are held at Axos Clearing LLC (Omaha, NE), with $158M and Charles Schwab & Co., Inc. (El Paso, TX), with $43.3M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 September 2026
How many financial advisors does Larry Mathis Financial Planning have?
Larry Mathis Financial Planning has 5 investment adviser representatives registered with state securities authorities, out of 5 employees, and 5 perform investment advisory functions. 5 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Larry Mathis Financial Planning invest in?
At the end of its last fiscal year, Larry Mathis Financial Planning’s separately managed accounts held 59% registered funds (mutual funds, ETFs, BDCs), 36% exchange-traded equities, 3% cash and equivalents and 2% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Larry Mathis Financial Planning?
Larry Mathis Financial Planning’s direct owner is Larry Mathis (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 30 September 2026
How does Larry Mathis Financial Planning get paid?
Larry Mathis Financial Planning is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Larry Mathis Financial Planning?
Larry Mathis Financial Planning’s main office is at 7210 N 16th Street, Phoenix, AZ 85020. Its phone number is 602-393-0501. Its website is mathiswealth.com.