Larry Mathis has been Managing Member and Chief Compliance Officer of Larry Mathis Financial Planning since November 2004, is a control person of the firm and directly owns 75% or more of it. Larry Mathis holds a Bachelor of Science in AgriBusiness from Arizona State University.
Larry Mathis Financial Planning, L.L.C. is a Phoenix, AZ firm with $213M under management, 310 clients and 5 advisers across 4 offices, as of its September 2026 filing.
Larry Mathis founded Mathis Wealth Management in Phoenix, Arizona, to provide retirees and pre-retirees with comprehensive financial services. He has been a financial professional since 1987. He is the author of Mom Was Right: Family Tragedy to Financial Freedom—How a Widowed Mother of Seven Retired Debt-Free, and has spoken for organizations including the American Association of Orthodontists.
Larry Mathis’ longest registration is the current one, 11 years at Larry Mathis Financial Planning since 2015. Before joining Larry Mathis Financial Planning in 2015, Larry Mathis was registered through United Planners' Financial Services of America A Limited Partner.
- United Planners' Financial Services of America A Limited Partner– · 1 yearVentura, CA · Adviser representative · Firm CRD 20804
- Mathis Wealth ManagementCurrent– present · 11 yearsPhoenix, AZ · Adviser representative · Firm CRD 172858
- United Planners' Financial Services of America A Limited Partner– · 10 yearsVentura, CA · Adviser representative · Firm CRD 20804
Professional designations
Listed by Larry Mathis Financial Planning
- CFP®
- Accredited Investment Fiduciary® (AIF®)
Investment adviser representative registrations
Larry Mathis is registered as an investment adviser representative in 3 states. The first approvals date from March 2015; the most recent is California, in March 2024.
- ArizonaSince 17 March 2015
- CaliforniaSince 26 March 2024
- TexasSince 24 April 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 25 May 2001 |
| Series 65 | Uniform Investment Adviser Law Examination | 9 October 1995 |
| Series 7 | General Securities Representative Examination | 23 December 1994 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 29 December 1992 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 December 1992 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Larry Lee Mathis
- CRD
- 2282125
- Firm
- Larry Mathis Financial Planning · CRD 172858
- Role
- Managing Member and Chief Compliance Officer
- Office
- 7210 N 16TH STREET, Phoenix, AZ 85020
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 1993
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- mathiswealth.com
Where does Larry Mathis work?
Larry Mathis has been Managing Member and Chief Compliance Officer of Larry Mathis Financial Planning, L.L.C. since November 2004, and is a control person of the firm.
Is Larry Mathis a financial advisor?
Yes. Larry Mathis has a current investment-adviser registration in Arizona, California and Texas, through Larry Mathis Financial Planning since March 2015.
How many years of experience does Larry Mathis have?
Larry Mathis has 33 years in the financial industry, since January 1993, across 2 adviser firms.
What exams has Larry Mathis passed?
Larry Mathis has passed 5 licensing exams: the Series 63, Series 6, Series 7, Series 65 and Series 24. The earliest, the Series 63, was passed in December 1992. FINRA credited Larry Mathis with the SIE, which began in October 2018.
Where is Larry Mathis based?
Larry Mathis’ registered office is in Phoenix, AZ.
Is Larry Mathis registered with FINRA?
Yes. Larry Mathis has a current broker registration, under CRD 2282125.
Source: FINRA BrokerCheck
Is Larry Mathis a CFP?
Larry Mathis Financial Planning lists Larry Mathis with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify Larry Mathis’ record?
Search CRD 2282125 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Larry Mathis’ full registration record.