Brock Redondo has been an investment adviser representative at Larry Mathis Financial Planning since March 2025, and is not listed among the firm’s executive officers or direct owners. Brock Redondo holds a Bachelor of Arts from the University of Southern California.
Larry Mathis Financial Planning, L.L.C. is a Phoenix, AZ firm with $213M under management, 310 clients and 5 advisers across 4 offices, as of its September 2026 filing.
Brock Redondo is a Financial Advisor at Mathis Wealth Management. He has 7 years of experience in the financial services industry and specializes in investment management. His career includes roles at Rushmore Loan Management Services, Mr. Cooper and Thrivent.
Brock Redondo’s longest registration is the current one, 1 year at Larry Mathis Financial Planning since 2025. Before joining Larry Mathis Financial Planning in 2025, Brock Redondo was registered through Thrivent Investment Management Inc.
- Ausdal Financial Partners, Inc.Also current– present · under a yearLake Forest, CA · Adviser representative and broker · Firm CRD 7995
- Mathis Wealth ManagementCurrent– present · 1 yearLake Forest, CA · Adviser representative · Firm CRD 172858
- Thrivent Investment Management Inc.– · under a yearIrvine, CA · Adviser representative · Firm CRD 18387
Professional designations
Listed by Larry Mathis Financial Planning
- Chartered Financial Analyst® (CFA®)
Investment adviser representative registrations
Brock Redondo is registered as an investment adviser representative in 2 states. Each was approved in March 2025.
- ArizonaSince 14 March 2025
- CaliforniaSince 5 March 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 8 January 2025 |
| Series 7TO | General Securities Representative Examination | 18 December 2024 |
| SIE | Securities Industry Essentials Examination | 20 November 2024 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 7987937
- Firm
- Larry Mathis Financial Planning · CRD 172858
- Office
- Lake Forest, CA
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 2024
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- mathiswealth.com
Where does Brock Redondo work?
Brock Redondo is an investment adviser representative registered through Larry Mathis Financial Planning, L.L.C. since March 2025, and is not listed among the firm’s executive officers or direct owners.
Is Brock Redondo a financial advisor?
Yes. Brock Redondo has a current investment-adviser registration in Arizona and California, through Larry Mathis Financial Planning since March 2025.
How many years of experience does Brock Redondo have?
Brock Redondo has 1 year in the financial industry, since December 2024, across 3 adviser firms.
What exams has Brock Redondo passed?
Brock Redondo has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in November 2024.
Where did Brock Redondo work before Larry Mathis Financial Planning?
Before Larry Mathis Financial Planning, Brock Redondo was registered through Thrivent Investment Management Inc., January 2025 to February 2025.
Where is Brock Redondo based?
Brock Redondo’s registered office is in Lake Forest, CA.
Is Brock Redondo registered with FINRA?
Yes. Brock Redondo has a current broker registration, under CRD 7987937.
Source: FINRA BrokerCheck
Is Brock Redondo a CFA charterholder?
Larry Mathis Financial Planning lists Brock Redondo with the CFA credential (“Chartered Financial Analyst® (CFA®)”) on its website. CFA Institute confirms certification status.
How can I verify Brock Redondo’s record?
Search CRD 7987937 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Brock Redondo’s full registration record.