Phillip Adams has been an investment adviser representative at Larry Mathis Financial Planning since August 2016, and is not listed among the firm’s executive officers or direct owners.
Larry Mathis Financial Planning, L.L.C. is a Phoenix, AZ firm with $213M under management, 310 clients and 5 advisers across 4 offices, as of its September 2026 filing.
Phil Adams joined Mathis Wealth Management in 2016, after a career as a firefighter, most of it at downtown stations as part of the high-rise team. In his last five years he headed the high-rise task force in the Special Hazards Unit. He helps firefighters prepare for retirement and guides them through the city's retirement process. He was also CEO and President of Stoneridge Construction for 15 years.
Phillip Adams’ longest registration is the current one, 10 years at Larry Mathis Financial Planning since 2016. Before joining Larry Mathis Financial Planning in 2016, Phillip Adams was registered through Transamerica Financial Advisors, Inc.
- Mathis Wealth ManagementCurrent– present · 10 yearsPhoenix, AZ · Adviser representative · Firm CRD 172858
- Transamerica Financial Advisors, Inc.– · 2 yearsMesa, AZ · Adviser representative · Firm CRD 16164
Investment adviser representative registrations
Phillip Adams is registered as an investment adviser representative in Arizona, since August 2016.
- ArizonaSince 25 August 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 31 July 2014 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 July 2014 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 17 June 2014 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Phillip J Adams
- CRD
- 6344169
- Firm
- Larry Mathis Financial Planning · CRD 172858
- Office
- 7210 N 16TH STREET, Phoenix, AZ 85020
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 2014
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- mathiswealth.com
Where does Phillip Adams work?
Phillip Adams is an investment adviser representative registered through Larry Mathis Financial Planning, L.L.C. since August 2016, and is not listed among the firm’s executive officers or direct owners.
Is Phillip Adams a financial advisor?
Yes. Phillip Adams has a current investment-adviser registration in Arizona, through Larry Mathis Financial Planning since August 2016.
How many years of experience does Phillip Adams have?
Phillip Adams has 12 years in the financial industry, since June 2014, across 2 adviser firms.
What exams has Phillip Adams passed?
Phillip Adams has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in June 2014. FINRA credited Phillip Adams with the SIE, which began in October 2018.
Where did Phillip Adams work before Larry Mathis Financial Planning?
Before Larry Mathis Financial Planning, Phillip Adams was registered through Transamerica Financial Advisors, Inc., August 2014 to August 2016.
Where is Phillip Adams based?
Phillip Adams’ registered office is in Phoenix, AZ.
Is Phillip Adams registered with FINRA?
Yes. Phillip Adams has a current broker registration, under CRD 6344169.
Source: FINRA BrokerCheck
How can I verify Phillip Adams’ record?
Search CRD 6344169 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Phillip Adams’ full registration record.