Kingsview Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutions, and selecting other managers. Financial planning was provided to 251–500 clients last fiscal year.
Kingsview Wealth Management reports 12,309 clients. They include 9,934 individual clients, 2,209 high-net-worth individuals, and 127 corporations and other businesses. Of its assets, 99.8% ($8.94B across 31,791 accounts) are managed with discretion; $15.1M across 141 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 81% | 62% |
| High-net-worth individuals | 18% | 34% |
| Investment companies | <1% | <1% |
| Pension and profit-sharing plans | <1% | <1% |
| Charitable organizations | <1% | 3% |
| Other client typesState or municipal government entities; Corporations and other businesses; Other | 1% | 1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 9,934 | $5.52B | 61.7% | $556K |
| High-net-worth individuals | 2,209 | $3.02B | 33.7% | $1.36M |
| Investment companies | 7 | $25.9M | 0.3% | $3.71M |
| Pension and profit-sharing plans | 14 | $8.97M | 0.1% | $641K |
| Charitable organizations | 18 | $260M | 2.9% | $14.5M |
| State or municipal government entities | Fewer than 5 | $245K | 0.0% | — |
| Corporations and other businesses | 127 | $124M | 1.4% | $975K |
| Other | Fewer than 5 | $59.5K | 0.0% | — |
| Total | 12,309 | $8.96B | 100% | — |
- Clients
- 9,934
- Regulatory AUM
- $5.52B
- AUM share
- 61.7%
- Avg. per client
- $556K
- Clients
- 2,209
- Regulatory AUM
- $3.02B
- AUM share
- 33.7%
- Avg. per client
- $1.36M
- Clients
- 7
- Regulatory AUM
- $25.9M
- AUM share
- 0.3%
- Avg. per client
- $3.71M
- Clients
- 14
- Regulatory AUM
- $8.97M
- AUM share
- 0.1%
- Avg. per client
- $641K
- Clients
- 18
- Regulatory AUM
- $260M
- AUM share
- 2.9%
- Avg. per client
- $14.5M
- Clients
- Fewer than 5
- Regulatory AUM
- $245K
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- 127
- Regulatory AUM
- $124M
- AUM share
- 1.4%
- Avg. per client
- $975K
- Clients
- Fewer than 5
- Regulatory AUM
- $59.5K
- AUM share
- 0.0%
- Avg. per client
- —
Total
- Clients
- 12,309
- Regulatory AUM
- $8.96B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Kingsview Wealth Management charges 0.75%–1.50% a year for its Standard Wealth Management Fee Schedule. Each asset band is charged at its own rate. The fee is billed in advance or in arrears, is negotiable and requires an account of at least $25,000. The brochure also prices 2 other services, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$250K | 1.50% |
| $250K–$1M | 1.00% |
| $1M and above | 0.75% |
Fee details and sources
Other fees
- Financial Planning
- Financial planning fees start at $0 and are negotiable; an hourly rate may also be charged.
- Ongoing Investment Consulting
- Ongoing investment consulting fees range from $500 to $12,500 per quarter based on assets under advisement; fees are negotiable and billed quarterly or annually in advance.
Kingsview Partners owns 75% or more of Kingsview Wealth Management and is in turn owned by Primacy Investments, LLC (25–50%). Sean McGillivray is CEO; the leadership team includes President John Belniak, Chief Investment Officer Neil Peplinski and Chief Compliance Officer Matthew Stolen. It has 285 employees, 95 of them in advisory roles.
Leadership
Sean McGillivrayChief Executive Officer- John BelniakPresident, Chief Financial Officer
Matthew StolenChief Compliance Officer, KWM
Neil PeplinskiChief Investment Officer
Kevin SwansonKingsview Investment Management - Compliance Director
Investment adviser representatives
116 representatives listed in the SEC register as of 9 October 2026.
- Shannon Elaine Avery
- Jeffery K Barnes
- Jacob Matthew Bauer
- Brandt Hugh Beck
- Jeffrey Finan Birch
- Ryan Shaw Birch
- Brian Matthew Bobby
- Brent Thomas Bordenkircher
- Kent Douglas Bowen
- Trevin Dane Bowen
- Zachary Ray Boyd
- Ralph Malcolm Brooks JR
- Thomas Thaxton Bryant Jr
- Parker Leslie Burshem
- Andrew James Butler
- Charles Franklin Butler
- Christopher Gavin Cantu
- Eric Gerald Caswell
- Douglas Cellini
- Zane Calaway Christian
- Justin Alan Cole
- Todd Aaron Confarotta
- Krista L Corliss-Taylor
- Joshua Hunter Coupe
- Aaron Das
- Ashby D Dawson
- George Keith Demetriades
- Daniel Jacob Dixon
- Buff Dormeier
- Donald W Dormeier
- Greer Allen Ducker
- David Duff
- Mitchell Gary Ehmka
- Michael John Enriquez
- Joshua David Farley
- Andrew C Farmer
- Zachary P Farmer
- Joe William Faulk
- Erick Bynum Ficken
- Joel Wayne Foster
- Joseph Walter Froemming
- Alan Gieleghem
- Elizabeth Ann Gill
- Alisha Lawren Goebel Warren
- Radene Lara Gordonbeck
- Trevor Scott Gray
- Amy Lyn Greiner
- Brian Lee Gremminger
- John William Hanselman
- Martin W Harper
- Peter Schott Hiltz
- Cory Leigh Hixson
- Khoa Dang Hoang
- David Howard Hooper
- Jaylee Hoppmann
- Terrence John Hoppmann
- Smaro M Janes
- Shawn M. Johnson
- Joshua Adam Kammerer
- Garrett Kennedy
- Michael Gene Kissinger
- Zachary Alan Knable
- Christopher Vernon Kramer
- Kristopher David Kumlien
- Benton Curtis Lacy
- Gregory Louis LaFreniere
- Tony Jerome Lantis
- Trenton Porter Lay
- Colton Thomas Lowry
- Jonathan Seth Lubell
- Timothy Joseph Lux
- Kolby Jeppson Madsen
- Nevile Makau
- Scott David Martin
- Ian Andrew Millman
- Jonathan Ian Millman
- Terry Lee Morris
- Michael Scott Munson
- Randal Baker Nesmith
- Ashli Brooke Newcomb
- Kristen Elisabeth Nordeen
- Sally Kathleen Oradei
- Benjamin John Ott
- Corey Owen
- Ricky Aaron Perlman
- Richard Karl Polson
- Heather Diane Ponsano
- Stephen Nicholas Priddy
- Sara Ann Provines
- Regina Marie Rinehimer
- Jody Robinson
- Robert Roy Robinson
- Tyrone David Robinson
- Lisa P Rosenberg
- Laura Anne Rowe
- Joshua E Saunders
- Mark Vernon Seither
- Robert Leon Shelton
- Logan Michael Simoni
- Eric Shawn Smith
- Joseph Valentino Soto
- Brett Anthony Sposa
- Nicholas Michael Sposa
- Scott Lee Stephens
- Benjamin Scott Stout
- Paul D Sweeney II
- Andrew Herbert Taylor
- Grace Anne Timmers
- Jon Timothy Vanslooten
- Arthur Christopher Walsh
- Conan Francis Ward
- Harold George Wenger JR
- Christopher Lawrence Wright SR
- Robert Young
Staff
- 285 employees
- 95 in advisory functions
- 95 state-registered reps
- 5 broker-dealer reps
- 90 insurance agents
- 20 soliciting firms
- Owns 75% or more of Kingsview Wealth Management, LLC
Kingsview Partners
Control person · since July 2016
- Owns 25% to 50% of Kingsview Partners
Primacy Investments, LLC
Control person · since November 2020
- Owns 75% or more of Primacy Investments, LLC
2017 Lewis Family Trust
Control person · since November 2020
- Owns 5% to 10% of Kingsview Wealth Management, LLC
Sean McGillivray
Control person · since August 2016
Kingsview Wealth Management’s regulatory assets grew 4.0× from $2.26B (May 2021) to $8.96B (July 2026); clients rose from 3,510 to 12,309 and employees from 90 to 285.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| July 2026 | $8.96B | 12,309 | 285 | 47 |
| February 2025 | $6.75B | 10,049 | 225 | 47 |
| March 2024 | $4.85B | 7,875 | 190 | 47 |
| March 2023 | $3.58B | 6,142 | 150 | 28 |
| March 2022 | $3.48B | 4,761 | 100 | 28 |
| May 2021 | $2.26B | 3,510 | 90 | 28 |
Besides its headquarters, Kingsview Wealth Management has 46 offices, with 26 listed addresses across 17 states.
California · 4 listed addresses
- 2901 Park Ave, Soquel
- 975 E Green St, Pasadena
- 1 Civic Center DR, San Marcos
- 2570 W El Camino Real, Mountain View
Ohio · 3 listed addresses
- 171 Morey DR, Marysville
- 10262 Sawmill Parkway, Powell
- 3340 Erie Ave, Cincinnati
Illinois · 2 listed addresses
- 33 N La Salle St, Chicago
- 226 N. Walnut St, MT Carmel
North Carolina · 2 listed addresses
- 804 Green Valley RD, Greensboro
- 101 Centreport DR, Greensboro
South Carolina · 2 listed addresses
- 2513 N Oak St, Myrtle Beach
- 147 Wappoo Creek Drive, Charleston
Texas · 2 listed addresses
- 10112 Saddle Creek RD, Waco
- 6900 W Interstate 40, Amarillo
Delaware · 1 listed address
- 1813 Marsh RD Ste A, Wilmington
Florida · 1 listed address
- 1000 S Pine Island RD, Plantation
Indiana · 1 listed address
- 10431 Illinois RD, Fort Wayne
Michigan · 1 listed address
- 2991 S Livernois RD, Rochester Hills
New Jersey · 1 listed address
- 231 Fairview Ave, Hammonton
New York · 1 listed address
- 1000 Woodbury RD, Woodbury
Oregon · 1 listed address
- 509 Se 7th Street, 2nd Floor, Grants PassHQ
Pennsylvania · 1 listed address
- 6 Dickinson DR, Chadds Ford
Tennessee · 1 listed address
- 117 East Wood Street, Paris
Washington · 1 listed address
- 4727 44th Ave SW, Seattle
Wyoming · 1 listed address
- 152 North Durbin Street Suite 230, Casper
Other business names
Kingsview Wealth Management has reported 6 other business names to the SEC.
- Kingsview Investment Management
- Kingsview Partners
- Kingsview Partners Wealth Management
- Norman J. Politziner, CFP & NJP Associates
- Perlman Group
- Rollo Wealth Management
Contact and registration details
- Legal name
- Kingsview Wealth Management, LLC
- Headquarters
- 509 Se 7th Street, 2nd Floor, Grants Pass, OR 97526
- Website
- kingsview.com
- Phone
- 312-870-6701
- @kingsview
- SEC file
- 801-79198
- Structure
- Delaware LLC
- Fiscal year end
- December
Kingsview Wealth Management uses Raymond James ($6.31B, 73%) and Charles Schwab ($2.35B, 27%) as custodians for its separately managed accounts. Kingsview Wealth Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $2.35B27%
- Raymond JamesRaymond James & Associates, Inc. · St. Petersburg, FL · $6.31B73%
At year end, Kingsview Wealth Management’s separately managed accounts were mostly in funds (57%) and stocks (30%). Its reported 13F holdings for the quarter ended 30 June 2026 total $8.25B across 1,432 positions; the largest are Northern Lts FD TR IV (2.9%), Nvidia Corporation (2.7%) and SPDR Series Trust (2.3%).
What the accounts hold
- Stocks30%
- Exchange-traded equities29%
- Non-exchange-traded equities1%
- Funds57%
- Registered funds56%
- Pooled vehicles1%
- Bonds7%
- U.S. government and agency bonds2%
- State and local bonds2%
- Sovereign bonds1%
- Investment grade corporate bonds1%
- High-yield corporate bonds1%
- Cash8%
- Other3%
- Annuity2%
- Derivatives1%
Reported 13F holdings
- $8.25B
- Reported 13F value
- 1,432
- Positions
- 21.4%
- In the 10 largest
- +12.6%
- Value vs. prior quarter
- Northern Lts FD TR IV · Mona Proc IN ETF2.9%
- Nvidia Corporation2.7%
- SPDR Series Trust · ST Str P500grw2.3%
- Northern Lts FD TR IV · Mona AM Inco ETF2.2%
- Northern Lts FD TR IV · Monarch Blue Eli2.1%
- iShares TR · Core US Aggbd ET2.1%
- Apple Inc.2.1%
- Northern Lts FD TR IV · Monarch Vol Fact2.0%
- Northern Lts FD TR IV · Monarch Sel Subs1.7%
- Vanguard Index Fds · S&P 500 ETF Shs1.3%
Together, the ten largest are 21.4% of reported value.
How many clients does Kingsview Wealth Management have?
Kingsview Wealth Management has 12,309 clients and manages $8.96 billion for them, as of July 2026. They include 9,934 individual clients, 2,209 high-net-worth individuals, and 127 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 29 July 2026
What services does Kingsview Wealth Management offer?
Kingsview Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutions, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Kingsview Wealth Management charge?
Kingsview Wealth Management charges 0.75%–1.50% a year for its Standard Wealth Management Fee Schedule. Each asset band is charged at its own rate. The fee is billed in advance or in arrears, is negotiable and requires an account of at least $25,000.
Which custodians does Kingsview Wealth Management use?
Kingsview Wealth Management’s separately managed account assets are held at Raymond James & Associates, Inc. (St. Petersburg, FL), with $6.31B and Charles Schwab & Co., Inc. (San Francisco, CA), with $2.35B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 July 2026
How many financial advisors does Kingsview Wealth Management have?
Kingsview Wealth Management has 95 investment adviser representatives registered with state securities authorities, out of 285 employees, and 95 perform investment advisory functions. 5 employees are registered representatives of a broker-dealer and 90 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Kingsview Wealth Management invest in?
At the end of its last fiscal year, Kingsview Wealth Management’s separately managed accounts held 56% registered funds (mutual funds, ETFs, BDCs), 29% exchange-traded equities, 8% cash and equivalents, 2% U.S. government and agency bonds, 2% state and local bonds, 2% other, 1% non-exchange-traded equities, 1% sovereign bonds, 1% investment grade corporate bonds, 1% high-yield corporate bonds, 1% derivatives and 1% pooled vehicles (private funds and similar). The 2% other category is described as: Annuity.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Kingsview Wealth Management have a minimum investment?
Yes, Kingsview Wealth Management’s minimum account size for its Standard Wealth Management Fee Schedule is $25K.
Who owns Kingsview Wealth Management?
Kingsview Wealth Management is owned through a chain of holding companies by 2017 Lewis Family Trust. Its direct owners are Kingsview Partners (75% or more) and Sean McGillivray (5% to 10%).
Source: Form ADV Part 1A, Schedules A and B, filed 29 July 2026
How does Kingsview Wealth Management get paid?
Kingsview Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Kingsview Wealth Management?
Kingsview Wealth Management’s main office is at 509 Se 7th Street, 2nd Floor, Grants Pass, OR 97526. Its phone number is 312-870-6701. Its website is kingsview.com.