Neil Peplinski has been Chief Investment Officer of Kingsview Wealth Management since June 2026, is a control person of the firm and directly owns under 5% of it. Neil Peplinski holds an MBA with High Honors from The University of Chicago Booth School of Business. Neil Peplinski studied MSEE at the University of Michigan. Neil Peplinski studied BSEE at Michigan Technological University.
Kingsview Wealth Management, LLC is a Grants Pass, OR firm with $8.96B under management, 12,309 clients and 95 advisers across 47 offices, as of its July 2026 filing.
Neil Peplinski is a portfolio manager at Kingsview. With over 20 years of professional experience, he is responsible for research, investment analysis and the development of new investment strategy models. Before Kingsview, he co-founded Cedar Capital, a partner company of Good Harbor Financial, where he served as Chief Investment Officer. He also served as portfolio manager and quantitative analyst for Allstate Investments.
Neil Peplinski’s longest registration was 13 years at Good Harbor Financial (2009–2022). Before joining Kingsview Wealth Management in 2021, Neil Peplinski was registered through Cedar Capital, LLC and Good Harbor Financial.
- – present · 5 yearsChicago, IL · Adviser representative · Firm CRD 148107
- Cedar Capital, LLC– · 6 yearsBarrington, IL · Adviser representative · Firm CRD 174020
- Good Harbor Financial– · 13 yearsBarrington, IL · Adviser representative · Firm CRD 127351
- Good Harbor Financial– · 3 yearsBarrington, IL · Adviser representative · Firm CRD 127351
Professional designations
Listed by Kingsview Wealth Management
- CFA®
Investment adviser representative registrations
Neil Peplinski is registered as an investment adviser representative in Illinois, since October 2021.
- IllinoisSince 1 October 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 30 May 2003 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Neil Ray Peplinski
- CRD
- 4673461
- Firm
- Kingsview Wealth Management · CRD 148107
- Role
- Chief Investment Officer
- Office
- 33 N La Salle St, Suite 2510, Chicago, IL 60602
- Registration
- Investment adviser registration
- In the industry since
- October 2005
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- kingsviewim.com
Where does Neil Peplinski work?
Neil Peplinski has been Chief Investment Officer of Kingsview Wealth Management, LLC since June 2026, and is a control person of the firm.
Is Neil Peplinski a financial advisor?
Yes. Neil Peplinski has a current investment-adviser registration in Illinois, through Kingsview Wealth Management since October 2021.
How many years of experience does Neil Peplinski have?
Neil Peplinski has 21 years in the financial industry, since October 2005, across 3 adviser firms.
What exams has Neil Peplinski passed?
Neil Peplinski passed the Series 65 in May 2003.
Where did Neil Peplinski work before Kingsview Wealth Management?
Before Kingsview Wealth Management, Neil Peplinski was registered through Good Harbor Financial, July 2003 to December 2006.
Where is Neil Peplinski based?
Neil Peplinski’s registered office is in Chicago, IL.
Is Neil Peplinski registered with FINRA?
No. Neil Peplinski has no current broker registration.
Is Neil Peplinski a CFA charterholder?
Kingsview Wealth Management lists Neil Peplinski with the CFA credential (“CFA®”) on its website. CFA Institute confirms certification status.
How can I verify Neil Peplinski’s record?
Search CRD 4673461 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Neil Peplinski’s full registration record.
