Matthew Stolen has been Chief Compliance Officer, KWM of Kingsview Wealth Management since January 2021, is a control person of the firm and directly owns under 5% of it.
Kingsview Wealth Management, LLC is a Grants Pass, OR firm with $8.96B under management, 12,309 clients and 95 advisers across 47 offices, as of its July 2026 filing.
Matt Stolen is Wealth Management Chief Compliance Officer of Kingsview Partners. As CCO, his primary role is developing and monitoring the compliance program of Kingsview Wealth Management. He also oversees advisor communications and conducts visits of Kingsview branches throughout the country.
Matthew Stolen’s longest registration was 9 years at LPL Financial LLC (2008–2017). Before joining Kingsview Wealth Management in 2019, Matthew Stolen was registered through M Holdings Securities, Inc. and LPL Financial LLC.
- – present · 7 yearsGrants Pass, OR · Adviser representative · Firm CRD 148107
- M Holdings Securities, Inc.– · 1 yearPortland, OR · Adviser representative · Firm CRD 43285
- LPL Financial LLC– · 9 yearsFort Collins, CO · Adviser representative · Firm CRD 6413
- Sii Investments, Inc.– · 2 yearsAppleton, WI · Adviser representative · Firm CRD 2225
Investment adviser representative registrations
Matthew Stolen is registered as an investment adviser representative in Oregon, since January 2019.
- OregonSince 16 January 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 4 | Registered Options Principal Examination | 6 August 2018 |
| Series 53 | Municipal Securities Principal Examination | 20 May 2018 |
| Series 24 | General Securities Principal Examination | 8 June 2006 |
| Series 66 | Uniform Combined State Law Examination | 11 November 2005 |
| Series 7 | General Securities Representative Examination | 21 June 2005 |
- Name
- Securities Industry Essentials Examination
- Name
- Registered Options Principal Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Matthew John Stolen
- CRD
- 4953375
- Firm
- Kingsview Wealth Management · CRD 148107
- Role
- Chief Compliance Officer, KWM
- Office
- 509 SE 7TH STREET, 2ND FLOOR, Grants Pass, OR 97526
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 2005
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- kingsview.com
Where does Matthew Stolen work?
Matthew Stolen has been Chief Compliance Officer, KWM of Kingsview Wealth Management, LLC since January 2021, and is a control person of the firm.
Is Matthew Stolen a financial advisor?
Yes. Matthew Stolen has a current investment-adviser registration in Oregon, through Kingsview Wealth Management since January 2019.
How many years of experience does Matthew Stolen have?
Matthew Stolen has 21 years in the financial industry, since September 2005, across 4 adviser firms.
What exams has Matthew Stolen passed?
Matthew Stolen has passed 5 licensing exams: the Series 7, Series 66, Series 24, Series 53 and Series 4. The earliest, the Series 7, was passed in June 2005. FINRA credited Matthew Stolen with the SIE, which began in October 2018.
Where did Matthew Stolen work before Kingsview Wealth Management?
Before Kingsview Wealth Management, Matthew Stolen was registered through M Holdings Securities, Inc., September 2017 to January 2019; LPL Financial LLC, July 2008 to August 2017; Sii Investments, Inc., May 2006 to June 2008.
Where is Matthew Stolen based?
Matthew Stolen’s registered office is in Grants Pass, OR.
Is Matthew Stolen registered with FINRA?
Yes. Matthew Stolen has a current broker registration, under CRD 4953375.
Source: FINRA BrokerCheck
How can I verify Matthew Stolen’s record?
Search CRD 4953375 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Matthew Stolen’s full registration record.
