Clients
Kinderhook Industries serves 12 clients. The average client has about $955 million with the firm.
- Pooled investment vehicles12 clients100%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 12 | $11,463,952,589 | 100.0% | $955.3M |
| Total | 12 | $11,463,952,589 | 100% | $955.3M |
- Clients
- 12
- Regulatory AUM
- $11,463,952,589
- Share
- 100.0%
- Avg. per client
- $955.3M
Total
- Clients
- 12
- Regulatory AUM
- $11,463,952,589
- Share
- 100%
- Avg. per client
- $955.3M
What it does
Kinderhook Industries provides portfolio management for pooled vehicles. It is paid through a percentage of assets and performance-based fees.
Kinderhook Industries advises 12 private funds.
100.0% of assets ($11.46B across 12 accounts) are managed with discretion. 0% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
Custodians
Kinderhook Industries has custody of client assets.
- All other custodians$11.46B100%
Ownership and leadership
Thomas Tuttle owns 25% to 50% of Kinderhook Industries.
- Owns 25% to 50% of Kinderhook Industries, LLC
Thomas Tuttle
Control person · since May 2003
- Owns 25% to 50% of Kinderhook Industries, LLC
Robert Michalik
Control person · since May 2003
- Owns 25% to 50% of Kinderhook Industries, LLC
Christian Michalik
Control person · since May 2003
Leadership
- Lisa SchmidtChief Financial Officer
- Michael IulianoManaging Director, General Counsel, and Chief Compliance Officer
- Louis AurelioManaging Director-Chief Administrative Officer
- Robert MichalikManaging Director, Manager and Member
- Christian MichalikManaging Director, Manager and Member
- Thomas TuttleChairman, Manager and Member
Staff
- 30 employees
- 22 in advisory functions
Fees
Kinderhook Industries is paid through a percentage of assets under management and performance-based fees.
Kinderhook Industries’ fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Kinderhook Industries has 0 offices, with 1 listed address in 1 state.
New York · 1 listed address
- 505 Fifth Avenue, 25th Floor, New YorkHQ
Registration details
- Legal name
- Kinderhook Industries, LLC
- Headquarters
- 505 Fifth Avenue, 25th Floor, New York, NY 10017-4910
- Phone
- 212-201-6780
- Website
- www.kinderhook.com
- SEC file
- 801-73972
- Structure
- Delaware LLC
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Kinderhook Industries have?
Kinderhook Industries has 12 clients and manages $11.5 billion for them, as of August 2026.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 11 August 2026
What services does Kinderhook Industries offer?
Kinderhook Industries provides portfolio management for pooled vehicles.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Kinderhook Industries have?
Kinderhook Industries has 0 investment adviser representatives registered with state securities authorities, out of 30 employees, and 22 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns Kinderhook Industries?
Kinderhook Industries’ direct owners are Thomas Tuttle, Robert Michalik and Christian Michalik, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 11 August 2026
How does Kinderhook Industries get paid?
Kinderhook Industries is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file