Jones Kertz & Associates provides portfolio management for individuals and small businesses.
Jones Kertz & Associates reports 44 clients. They include 35 high-net-worth individuals and 9 individual clients. Of its assets, 100.0% ($239M across 46 accounts) are managed with discretion. A wrap fee program the firm both sponsors and manages holds $239M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 20% | 3% |
| High-net-worth individuals | 80% | 95% |
| Pension and profit-sharing plans | Fewer than 5 | 2% |
| Corporations and other businesses | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 9 | $6.24M | 2.6% | $693K |
| High-net-worth individuals | 35 | $227M | 95.1% | $6.5M |
| Pension and profit-sharing plans | Fewer than 5 | $5.08M | 2.1% | — |
| Corporations and other businesses | Fewer than 5 | $425K | 0.2% | — |
| Total | 44 | $239M | 100% | — |
- Clients
- 9
- Regulatory AUM
- $6.24M
- AUM share
- 2.6%
- Avg. per client
- $693K
- Clients
- 35
- Regulatory AUM
- $227M
- AUM share
- 95.1%
- Avg. per client
- $6.5M
- Clients
- Fewer than 5
- Regulatory AUM
- $5.08M
- AUM share
- 2.1%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $425K
- AUM share
- 0.2%
- Avg. per client
- —
Total
- Clients
- 44
- Regulatory AUM
- $239M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Jones Kertz & Associates charges 0.50%–2.00% a year for its Wrap Program. The fee is billed in advance, is negotiable and requires an account of at least $500,000.
Fee details and sources
Brian Kertz owns 50% to 75% of Jones Kertz & Associates. Brian Kertz is CEO; the leadership team includes Chief Financial Officer Linda Wilke. It has 4 employees.
Leadership
- Brian KertzChief Executive Officer/President/Chief Compliance Officer
- Linda WilkeChief Financial Officer/Treasurer
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
Staff
- 4 employees
- 4 in advisory functions
- 4 state-registered reps
- Owns 50% to 75% of Jones Kertz & Associates, Inc.
Brian Kertz
Control person · since January 2014
- Owns 50% to 75% of Jones Kertz & Associates, Inc.
Linda Wilke
Control person · since January 2014
Jones Kertz & Associates’ regulatory assets grew 1.5× from $158M (July 2021) to $239M (March 2026); clients were 44 in both filings and employees were 4 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $239M | 44 | 4 | 1 |
| February 2025 | $206M | 47 | 4 | 1 |
| February 2024 | $181M | 45 | 4 | 1 |
| May 2023 | $154M | 46 | 4 | 1 |
| February 2022 | $193M | 46 | 4 | 1 |
| July 2021 | $158M | 42 | 4 | 1 |
Besides its headquarters, Jones Kertz & Associates has 0 offices, with 1 listed address in Minnesota.
Minnesota · 1 listed address
- 9298 Central Ave Ne, Suite 210, BlaineHQ
Contact and registration details
- Legal name
- Jones Kertz & Associates, Inc.
- Headquarters
- 9298 Central Ave Ne, Suite 210, Blaine, MN 55434
- Website
- Not reported
- Phone
- 612-341-2218
- SEC file
- 801-112613
- Structure
- Minnesota corporation
- Fiscal year end
- December
Jones Kertz & Associates uses Fidelity ($176M, 74%) and Wells Fargo Clearing Services ($63.4M, 26%) as custodians for its separately managed accounts. Jones Kertz & Associates has custody of $48.3M in client assets for 30 clients.
- FidelityNational Financial Services LLC · Boston, MA · $176M74%
- Wells Fargo Clearing ServicesWells Fargo Clearing Services, LLC · Chicago, IL · $63.4M26%
At year end, Jones Kertz & Associates’ separately managed accounts were mostly in stocks (83%) and funds (15%). Its reported 13F holdings for the quarter ended 30 June 2026 total $217M across 66 positions; the largest are KLA Corp. (10.0%), Broadcom Inc. (7.6%) and Apple Inc. (6.6%).
What the accounts hold
- Stocks83%
- Funds15%
- Cash1%
Filed values cover 99%. The neutral 1% gap has no reported category.
Reported 13F holdings
- $217M
- Reported 13F value
- 66
- Positions
- 51.9%
- In the 10 largest
- +15.2%
- Value vs. prior quarter
- KLA Corp.10.0%
- Broadcom Inc.7.6%
- Apple Inc.6.6%
- Jabil Inc.6.5%
- Caterpillar Inc.4.9%
- Alphabet Inc. · Cap Stk CL A4.2%
- Amphenol Corp. · CL A3.6%
- Goldman Sachs Group3.1%
- Microsoft Corp.2.7%
- Oracle Corp.2.7%
Together, the ten largest are 51.9% of reported value.
How many clients does Jones Kertz & Associates have?
Jones Kertz & Associates has 44 clients and manages $239 million for them, as of March 2026. They include 35 high-net-worth individuals and 9 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 4 March 2026
What services does Jones Kertz & Associates offer?
Jones Kertz & Associates provides portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Jones Kertz & Associates charge?
Jones Kertz & Associates charges 0.50%–2.00% a year for its Wrap Program. The fee is billed in advance, is negotiable and requires an account of at least $500,000.
Which custodians does Jones Kertz & Associates use?
Jones Kertz & Associates’ separately managed account assets are held at National Financial Services LLC (Boston, MA), with $176M and Wells Fargo Clearing Services, LLC (Chicago, IL), with $63.4M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 4 March 2026
How many financial advisors does Jones Kertz & Associates have?
Jones Kertz & Associates has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Jones Kertz & Associates invest in?
At the end of its last fiscal year, Jones Kertz & Associates’ separately managed accounts held 83% exchange-traded equities, 15% registered funds (mutual funds, ETFs, BDCs) and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Jones Kertz & Associates have a minimum investment?
Yes, Jones Kertz & Associates’ minimum account size for its Wrap Program is $500K.
Who owns Jones Kertz & Associates?
Jones Kertz & Associates’ direct owners are Brian Kertz (50% to 75%) and Linda Wilke (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 4 March 2026
How does Jones Kertz & Associates get paid?
Jones Kertz & Associates is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Jones Kertz & Associates?
Jones Kertz & Associates’ main office is at 9298 Central Ave Ne, Suite 210, Blaine, MN 55434. Its phone number is 612-341-2218.