Brian Kertz has been Chief Executive Officer/President/Chief Compliance Officer of Jones Kertz & Associates since January 2014, is a control person of the firm and directly owns between 50% and 75% of it.
Jones Kertz & Associates, Inc. is a Blaine, MN firm with $239M under management, 44 clients and 4 advisers in one office, as of its March 2026 filing.
- – present · 12 yearsBlaine, MN · Adviser representative · Firm CRD 104976
Investment adviser representative registrations
Brian Kertz is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from January 2014; the most recent is Texas, in May 2021.
- CaliforniaSince 25 March 2016
- MinnesotaSince 17 January 2014
- TexasResidentSince 10 May 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 55 | Limited Representative-Equity Trader Exam | 19 April 2000 |
| Series 65 | Uniform Investment Adviser Law Examination | 23 August 1999 |
| Series 24 | General Securities Principal Examination | 26 November 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 March 1994 |
| Series 7 | General Securities Representative Examination | 15 March 1994 |
- Name
- Securities Industry Essentials Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Brian Harold Kertz
- CRD
- 2464023
- Firm
- Jones Kertz & Associates · CRD 104976
- Role
- Chief Executive Officer/President/Chief Compliance Officer
- Office
- 9298 CENTRAL AVE NE, SUITE 210, Blaine, MN 55434
- Registration
- Investment adviser registration
- In the industry since
- March 1994
- Disciplinary history
- Not yet shown here · SEC record
Where does Brian Kertz work?
Brian Kertz has been Chief Executive Officer/President/Chief Compliance Officer of Jones Kertz & Associates, Inc. since January 2014, and is a control person of the firm.
Is Brian Kertz a financial advisor?
Yes. Brian Kertz has a current investment-adviser registration in California, Minnesota and Texas, through Jones Kertz & Associates since January 2014.
How many years of experience does Brian Kertz have?
Brian Kertz has 32 years in the financial industry, since March 1994, across 1 adviser firm.
What exams has Brian Kertz passed?
Brian Kertz has passed 5 licensing exams: the Series 7, Series 63, Series 24, Series 65 and Series 55. The earliest, the Series 7, was passed in March 1994. FINRA credited Brian Kertz with the SIE, which began in October 2018.
Where is Brian Kertz based?
Brian Kertz’s registered office is in Blaine, MN.
Is Brian Kertz registered with FINRA?
No. Brian Kertz has no current broker registration.
How can I verify Brian Kertz’s record?
Search CRD 2464023 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brian Kertz’s full registration record.