Michael McCool has been an investment adviser representative at Jones Kertz & Associates since April 2021, and is not listed among the firm’s executive officers or direct owners.
Jones Kertz & Associates, Inc. is a Blaine, MN firm with $239M under management, 44 clients and 4 advisers in one office, as of its March 2026 filing.
Michael McCool’s longest registration is the current one, 5 years at Jones Kertz & Associates since 2021. Before joining Jones Kertz & Associates in 2021, Michael McCool was registered through Capital Management Associates Inc and VSR Advisory Services.
- – present · 5 yearsBlaine, MN · Adviser representative · Firm CRD 104976
- Capital Management Associates Inc– · 4 yearsMinneapolis, MN · Adviser representative · Firm CRD 105010
- VSR Advisory Services– · 2 yearsMinneapolis, MN · Adviser representative · Firm CRD 14503
Investment adviser representative registrations
Michael McCool is registered as an investment adviser representative in 2 states. The first approvals date from April 2021; the most recent is California, in May 2024.
- CaliforniaSince 13 May 2024
- MinnesotaSince 21 April 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 7 June 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 April 1993 |
| Series 7 | General Securities Representative Examination | 25 February 1993 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Michael Gregory McCool
- CRD
- 2316059
- Firm
- Jones Kertz & Associates · CRD 104976
- Office
- 9298 CENTRAL AVE NE, SUITE 210, Blaine, MN 55434
- Registration
- Investment adviser registration
- In the industry since
- November 1994
- Disciplinary history
- Not yet shown here · SEC record
Where does Michael McCool work?
Michael McCool is an investment adviser representative registered through Jones Kertz & Associates, Inc. since April 2021, and is not listed among the firm’s executive officers or direct owners.
Is Michael McCool a financial advisor?
Yes. Michael McCool has a current investment-adviser registration in California and Minnesota, through Jones Kertz & Associates since April 2021.
How many years of experience does Michael McCool have?
Michael McCool has 31 years in the financial industry, since November 1994, across 3 adviser firms.
What exams has Michael McCool passed?
Michael McCool has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in February 1993. FINRA credited Michael McCool with the SIE, which began in October 2018.
Where did Michael McCool work before Jones Kertz & Associates?
Before Jones Kertz & Associates, Michael McCool was registered through Capital Management Associates Inc, August 2016 to February 2021; VSR Advisory Services, December 2013 to July 2016.
Where is Michael McCool based?
Michael McCool’s registered office is in Blaine, MN.
Is Michael McCool registered with FINRA?
No. Michael McCool has no current broker registration.
How can I verify Michael McCool’s record?
Search CRD 2316059 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael McCool’s full registration record.