Margaret Jones has been an investment adviser representative at Jones Kertz & Associates since January 1994, and is not listed among the firm’s executive officers or direct owners.
Jones Kertz & Associates, Inc. is a Blaine, MN firm with $239M under management, 44 clients and 4 advisers in one office, as of its March 2026 filing.
- – present · 32 yearsMinneapolis, MN · Adviser representative · Firm CRD 104976
Investment adviser representative registrations
Margaret Jones is registered as an investment adviser representative in 4 states, as a resident of Texas. The first approvals date from October 1994; the most recent is Minnesota, in May 2021.
- CaliforniaSince 25 March 2016
- MinnesotaSince 11 May 2021
- OregonSince 13 May 2004
- TexasResidentSince 24 October 1994
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 28 August 1995 |
| Series 24 | General Securities Principal Examination | 9 July 1992 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 January 1986 |
| Series 7 | General Securities Representative Examination | 21 December 1985 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Margaret Florence Jones
- CRD
- 1433814
- Firm
- Jones Kertz & Associates · CRD 104976
- Office
- 100 N 6TH ST, STE 620B, Minneapolis, MN 55403
- Registration
- Investment adviser registration
- In the industry since
- June 1986
- Disciplinary history
- Not yet shown here · SEC record
Where does Margaret Jones work?
Margaret Jones is an investment adviser representative registered through Jones Kertz & Associates, Inc. since January 1994, and is not listed among the firm’s executive officers or direct owners.
Is Margaret Jones a financial advisor?
Yes. Margaret Jones has a current investment-adviser registration in California, Minnesota, Oregon and Texas, through Jones Kertz & Associates since January 1994.
How many years of experience does Margaret Jones have?
Margaret Jones has 40 years in the financial industry, since June 1986, across 1 adviser firm.
What exams has Margaret Jones passed?
Margaret Jones has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 65. The earliest, the Series 7, was passed in December 1985. FINRA credited Margaret Jones with the SIE, which began in October 2018.
Where is Margaret Jones based?
Margaret Jones’ registered office is in Minneapolis, MN.
Is Margaret Jones registered with FINRA?
No. Margaret Jones has no current broker registration.
How can I verify Margaret Jones’ record?
Search CRD 1433814 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Margaret Jones’ full registration record.