John W. Brooker & Co., CPAs, PC provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 1–10 clients last fiscal year.
John W. Brooker & Co., CPAs, PC reports 57 clients. They include 24 high-net-worth individuals, 21 individual clients, and 12 pension and profit-sharing plans. Of its assets, 100.0% ($136M across 145 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 37% | 8% |
| High-net-worth individuals | 42% | 66% |
| Pension and profit-sharing plans | 21% | 26% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 21 | $11.4M | 8.4% | $544K |
| High-net-worth individuals | 24 | $89.9M | 65.9% | $3.75M |
| Pension and profit-sharing plans | 12 | $35M | 25.7% | $2.92M |
| Total | 57 | $136M | 100% | $2.39M |
- Clients
- 21
- Regulatory AUM
- $11.4M
- AUM share
- 8.4%
- Avg. per client
- $544K
- Clients
- 24
- Regulatory AUM
- $89.9M
- AUM share
- 65.9%
- Avg. per client
- $3.75M
- Clients
- 12
- Regulatory AUM
- $35M
- AUM share
- 25.7%
- Avg. per client
- $2.92M
Total
- Clients
- 57
- Regulatory AUM
- $136M
- AUM share
- 100%
- Avg. per client
- $2.39M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
John W. Brooker & Co., CPAs, PC charges 0.25%–0.75% a year for its Investment Management Fees. The fee is billed in advance, is negotiable and requires an account of at least $100,000. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Hourly financial planning and consulting is billed at $200 to $275 an hour, with administrative support at $75 to $125 an hour and a quoted range for the initial analysis.
Larry Jakubowitz owns 75% or more of John W. Brooker & Co., CPAs, PC. The leadership team of John W. Brooker & Co., CPAs, PC includes President Larry Jakubowitz. It has 10 employees, 5 of them in advisory roles.
Leadership
- Larry JakubowitzPresident
- Andrew NevinCCO
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
Staff
- 10 employees
- 5 in advisory functions
- 5 state-registered reps
- 6 broker-dealer reps
- 7 insurance agents
- Owns 75% or more of John W. Brooker & Co., Cpas, PC
Larry Jakubowitz
Control person · since May 1990
John W. Brooker & Co., CPAs, PC’s regulatory assets fell from $523M (March 2021) to $136M (August 2026); clients fell from 280 to 57 and employees rose from 4 to 10.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| August 2026 | $136M | 57 | 10 | 2 |
| May 2025 | $592M | 257 | 8 | 1 |
| March 2024 | $563M | 260 | 4 | 1 |
| March 2023 | $508M | 271 | 4 | 1 |
| June 2022 | $567M | 276 | 4 | 1 |
| March 2021 | $523M | 280 | 4 | 1 |
Besides its headquarters, John W. Brooker & Co., CPAs, PC has 1 office, with 2 listed addresses in California.
California · 2 listed addresses
- 7677 Oakport Street, Suite 300, OaklandHQ
- 2633 Camino Ramon, San Ramon
Contact and registration details
- Legal name
- John W. Brooker & Co., Cpas, PC
- Headquarters
- 7677 Oakport Street, Suite 300, Oakland, CA 94621
- Website
- brooker-cpa.com
- Phone
- 510-638-1815
- SEC file
- 801-19247
- Structure
- California corporation
- Fiscal year end
- December
John W. Brooker & Co., CPAs, PC uses Charles Schwab ($136M) as custodian for its separately managed accounts. John W. Brooker & Co., CPAs, PC has custody of $14.8M in client assets for 15 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $136M100%
At year end, John W. Brooker & Co., CPAs, PC’s separately managed accounts were mostly in funds (85%) and cash (10%). Its reported 13F holdings for the quarter ended 30 June 2026 total $82.8M across 71 positions; the largest are Vanguard Index Fds (10.6%), Vanguard Index Fds (7.3%) and Pimco ETF TR (4.9%).
What the accounts hold
- Stocks3%
- Funds85%
- Bonds2%
- U.S. government and agency bonds1%
- State and local bonds1%
- Cash10%
Reported 13F holdings
- $82.8M
- Reported 13F value
- 71
- Positions
- 45.6%
- In the 10 largest
- +30.4%
- Value vs. prior quarter
- Vanguard Index Fds · S&P 500 ETF Shs10.6%
- Vanguard Index Fds · Growth ETF7.3%
- Pimco ETF TR · Multisector BD4.9%
- Schwab Strategic TR · US Dividend EQ4.4%
- Vanguard Index Fds · Mid Cap ETF3.8%
- Ssga Active ETF TR · ST Str Total ETF3.7%
- Vanguard Index Fds · Small CP ETF3.1%
- iShares TR · Core S&P Scp ETF2.6%
- Janus Detroit Str TR · Hendrson Aaa CL2.5%
- J P Morgan Exchange Traded F · Ultra Shrt ETF2.5%
Together, the ten largest are 45.6% of reported value.
How many clients does John W. Brooker & Co., CPAs, PC have?
John W. Brooker & Co., CPAs, PC has 57 clients and manages $136 million for them, as of August 2026. They include 24 high-net-worth individuals, 21 individual clients, and 12 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 19 August 2026
What services does John W. Brooker & Co., CPAs, PC offer?
John W. Brooker & Co., CPAs, PC provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does John W. Brooker & Co., CPAs, PC charge?
John W. Brooker & Co., CPAs, PC charges 0.25%–0.75% a year for its Investment Management Fees. The fee is billed in advance, is negotiable and requires an account of at least $100,000.
Source: BROOKER WEALTH MANAGEMENT FIRM BROCHURE PART 2A & 2B - FEBRUARY 2025, filed 19 August 2026
Which custodians does John W. Brooker & Co., CPAs, PC use?
John W. Brooker & Co., CPAs, PC’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $136M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 19 August 2026
How many financial advisors does John W. Brooker & Co., CPAs, PC have?
John W. Brooker & Co., CPAs, PC has 5 investment adviser representatives registered with state securities authorities, out of 10 employees, and 5 perform investment advisory functions. 6 employees are registered representatives of a broker-dealer and 7 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does John W. Brooker & Co., CPAs, PC invest in?
At the end of its last fiscal year, John W. Brooker & Co., CPAs, PC’s separately managed accounts held 85% registered funds (mutual funds, ETFs, BDCs), 10% cash and equivalents, 3% exchange-traded equities, 1% U.S. government and agency bonds and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does John W. Brooker & Co., CPAs, PC have a minimum investment?
Yes, John W. Brooker & Co., CPAs, PC’s minimum account size for its Investment Management Fees is $100K.
Source: BROOKER WEALTH MANAGEMENT FIRM BROCHURE PART 2A & 2B - FEBRUARY 2025, filed 19 August 2026
Who owns John W. Brooker & Co., CPAs, PC?
John W. Brooker & Co., CPAs, PC’s direct owner is Larry Jakubowitz (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 19 August 2026
How does John W. Brooker & Co., CPAs, PC get paid?
John W. Brooker & Co., CPAs, PC is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is John W. Brooker & Co., CPAs, PC registered with the SEC?
Yes, John W. Brooker & Co., CPAs, PC has been registered with the SEC as an investment adviser since 15 July 1983. Its CRD number is 105437 and its SEC file number is 801-19247.
Source: Form ADV Part 1A, Item 1, filed 19 August 2026; IAPD firm record
How do I contact John W. Brooker & Co., CPAs, PC?
John W. Brooker & Co., CPAs, PC’s main office is at 7677 Oakport Street, Suite 300, Oakland, CA 94621. Its phone number is 510-638-1815. Its website is brooker-cpa.com.