Samson Chan has been an investment adviser representative at John W. Brooker & Co., CPAs, PC since February 2025, and is not listed among the firm’s executive officers or direct owners.
John W. Brooker & Co., Cpas, PC is an Oakland, CA firm with $136M under management, 57 clients and 5 advisers across 2 offices, as of its August 2026 filing.
Samson Chan’s longest registration was 12 years at Ameritas Investment Corp (2006–2019). Before joining John W. Brooker & Co., CPAs, PC in 2025, Samson Chan was registered through Lion Street Advisors, LLC and Ameritas Investment Corp.
- Integrity Alliance, LLC.Also current– present · 1 yearSan Ramon, CA · Adviser representative and broker · Firm CRD 139627
- Brooker Wealth ManagementCurrent– present · 1 yearSan Ramon, CA · Adviser representative · Firm CRD 105437
- Lion Street Advisors, LLC– · 6 yearsSan Ramon, CA · Adviser representative · Firm CRD 167610
- Ameritas Investment Corp– · 12 yearsSan Ramon, CA · Adviser representative · Firm CRD 14869
- Woodbury Financial Services, Inc.– · under a yearSan Ramon, CA · Adviser representative · Firm CRD 421
Investment adviser representative registrations
Samson Chan is registered as an investment adviser representative in California, since February 2025.
- CaliforniaSince 21 February 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 20 April 2006 |
| Series 7 | General Securities Representative Examination | 10 November 2004 |
| Series 65 | Uniform Investment Adviser Law Examination | 11 April 2000 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 20 May 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 August 1998 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 7 August 1998 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Samson Kam Long Chan
- CRD
- 3095348
- Firm
- John W. Brooker & Co., CPAs, PC · CRD 105437
- Office
- 2633 Camino Ramon, Suite 452, San Ramon, CA 94583
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 1998
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Samson Chan work?
Samson Chan is an investment adviser representative registered through John W. Brooker & Co., Cpas, PC since February 2025, and is not listed among the firm’s executive officers or direct owners.
Is Samson Chan a financial advisor?
Yes. Samson Chan has a current investment-adviser registration in California, through John W. Brooker & Co., CPAs, PC since February 2025.
How many years of experience does Samson Chan have?
Samson Chan has 28 years in the financial industry, since August 1998, across 5 adviser firms.
What exams has Samson Chan passed?
Samson Chan has passed 6 licensing exams: the Series 6, Series 63, Series 26, Series 65, Series 7 and Series 66. The earliest, the Series 6, was passed in August 1998. FINRA credited Samson Chan with the SIE, which began in October 2018.
Where did Samson Chan work before John W. Brooker & Co., CPAs, PC?
Before John W. Brooker & Co., CPAs, PC, Samson Chan was registered through Ameritas Investment Corp, November 2006 to August 2019; Woodbury Financial Services, Inc., May 2006 to October 2006.
Where is Samson Chan based?
Samson Chan’s registered office is in San Ramon, CA.
Is Samson Chan registered with FINRA?
Yes. Samson Chan has a current broker registration, under CRD 3095348.
Source: FINRA BrokerCheck
How can I verify Samson Chan’s record?
Search CRD 3095348 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Samson Chan’s full registration record.