Andrew Nevin has been CCO of John W. Brooker & Co., CPAs, PC since May 2025, is a control person of the firm and directly owns under 5% of it.
John W. Brooker & Co., Cpas, PC is an Oakland, CA firm with $136M under management, 57 clients and 5 advisers across 2 offices, as of its August 2026 filing.
Andrew Nevin’s longest registration was 13 years at Ameritas Investment Corp (2006–2019). Before joining John W. Brooker & Co., CPAs, PC in 2025, Andrew Nevin was registered through Lion Street Advisors, LLC and Ameritas Investment Corp.
- Integrity Alliance, LLCAlso current– present · 1 yearSan Ramon, CA · Adviser representative · Firm CRD 139627
- Brooker Wealth ManagementCurrent– present · 1 yearSan Ramon, CA · Adviser representative · Firm CRD 105437
- Lion Street Advisors, LLC– · 6 yearsSan Ramon, CA · Adviser representative · Firm CRD 167610
- Ameritas Investment Corp– · 13 yearsSan Ramon, CA · Adviser representative · Firm CRD 14869
- Carillon Investments, Inc– · 2 yearsDanville, CA · Adviser representative · Firm CRD 14646
Investment adviser representative registrations
Andrew Nevin is registered as an investment adviser representative in California, since February 2025.
- CaliforniaSince 21 February 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 2 January 2006 |
| Series 65 | Uniform Investment Adviser Law Examination | 26 September 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 March 1999 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 10 February 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Andrew Michael Nevin
- CRD
- 3177326
- Firm
- John W. Brooker & Co., CPAs, PC · CRD 105437
- Role
- CCO
- Office
- 2633 Camino Ramon, Suite 452, San Ramon, CA 94583
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 1999
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Andrew Nevin work?
Andrew Nevin has been CCO of John W. Brooker & Co., Cpas, PC since May 2025, and is a control person of the firm.
Is Andrew Nevin a financial advisor?
Yes. Andrew Nevin has a current investment-adviser registration in California, through John W. Brooker & Co., CPAs, PC since February 2025.
How many years of experience does Andrew Nevin have?
Andrew Nevin has 27 years in the financial industry, since February 1999, across 5 adviser firms.
What exams has Andrew Nevin passed?
Andrew Nevin has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 7. The earliest, the Series 6, was passed in February 1999. FINRA credited Andrew Nevin with the SIE, which began in October 2018.
Where did Andrew Nevin work before John W. Brooker & Co., CPAs, PC?
Before John W. Brooker & Co., CPAs, PC, Andrew Nevin was registered through Ameritas Investment Corp, June 2006 to August 2019; Carillon Investments, Inc, October 2003 to June 2006.
Where is Andrew Nevin based?
Andrew Nevin’s registered office is in San Ramon, CA.
Is Andrew Nevin registered with FINRA?
Yes. Andrew Nevin has a current broker registration, under CRD 3177326.
Source: FINRA BrokerCheck
How can I verify Andrew Nevin’s record?
Search CRD 3177326 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Andrew Nevin’s full registration record.