Scott Kelley has been an investment adviser representative at John W. Brooker & Co., CPAs, PC since February 2025, and is not listed among the firm’s executive officers or direct owners.
John W. Brooker & Co., Cpas, PC is an Oakland, CA firm with $136M under management, 57 clients and 5 advisers across 2 offices, as of its August 2026 filing.
Scott Kelley’s longest registration was 13 years at Ameritas Investment Corp (2006–2019). Before joining John W. Brooker & Co., CPAs, PC in 2025, Scott Kelley was registered through Lion Street Advisors, LLC and Ameritas Investment Corp.
- Integrity Alliance, LLCAlso current– present · 1 yearSan Ramon, CA · Adviser representative · Firm CRD 139627
- Brooker Wealth ManagementCurrent– present · 1 yearSan Ramon, CA · Adviser representative · Firm CRD 105437
- Lion Street Advisors, LLC– · 6 yearsSan Ramon, CA · Adviser representative · Firm CRD 167610
- Ameritas Investment Corp– · 13 yearsSan Ramon, CA · Adviser representative · Firm CRD 14869
- Carillon Investments, Inc– · 5 yearsDanville, CA · Adviser representative · Firm CRD 14646
Investment adviser representative registrations
Scott Kelley is registered as an investment adviser representative in California, since February 2025.
- CaliforniaSince 21 February 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 9 January 2001 |
| Series 7 | General Securities Representative Examination | 30 August 2000 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 5 June 1991 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 May 1991 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Scott Patrick Kelley
- CRD
- 2143826
- Firm
- John W. Brooker & Co., CPAs, PC · CRD 105437
- Office
- 2633 Camino Ramon, Suite 452, San Ramon, CA 94583
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 1991
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Scott Kelley work?
Scott Kelley is an investment adviser representative registered through John W. Brooker & Co., Cpas, PC since February 2025, and is not listed among the firm’s executive officers or direct owners.
Is Scott Kelley a financial advisor?
Yes. Scott Kelley has a current investment-adviser registration in California, through John W. Brooker & Co., CPAs, PC since February 2025.
How many years of experience does Scott Kelley have?
Scott Kelley has 35 years in the financial industry, since June 1991, across 5 adviser firms.
What exams has Scott Kelley passed?
Scott Kelley has passed 4 licensing exams: the Series 63, Series 6, Series 7 and Series 66. The earliest, the Series 63, was passed in May 1991. FINRA credited Scott Kelley with the SIE, which began in October 2018.
Where did Scott Kelley work before John W. Brooker & Co., CPAs, PC?
Before John W. Brooker & Co., CPAs, PC, Scott Kelley was registered through Ameritas Investment Corp, June 2006 to August 2019; Carillon Investments, Inc, January 2001 to June 2006.
Where is Scott Kelley based?
Scott Kelley’s registered office is in San Ramon, CA.
Is Scott Kelley registered with FINRA?
Yes. Scott Kelley has a current broker registration, under CRD 2143826.
Source: FINRA BrokerCheck
How can I verify Scott Kelley’s record?
Search CRD 2143826 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Scott Kelley’s full registration record.