John F Suby Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, education planning, estate planning, and retirement plan services. Financial planning was provided to 1–10 clients last fiscal year.
John F Suby Wealth Management reports 196 clients. They include 122 individual clients, 61 high-net-worth individuals, and 7 corporations and other businesses. Of its assets, 93.5% ($435M across 284 accounts) are managed with discretion; $30.3M across 3 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 62% | 22% |
| High-net-worth individuals | 31% | 68% |
| Pension and profit-sharing plans | Fewer than 5 | 7% |
| Charitable organizations | 3% | 2% |
| Corporations and other businesses | 4% | 2% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 122 | $101M | 21.7% | $826K |
| High-net-worth individuals | 61 | $315M | 67.8% | $5.16M |
| Pension and profit-sharing plans | Fewer than 5 | $30.3M | 6.5% | — |
| Charitable organizations | 6 | $11.5M | 2.5% | $1.92M |
| Corporations and other businesses | 7 | $7.31M | 1.6% | $1.04M |
| Total | 196 | $465M | 100% | — |
- Clients
- 122
- Regulatory AUM
- $101M
- AUM share
- 21.7%
- Avg. per client
- $826K
- Clients
- 61
- Regulatory AUM
- $315M
- AUM share
- 67.8%
- Avg. per client
- $5.16M
- Clients
- Fewer than 5
- Regulatory AUM
- $30.3M
- AUM share
- 6.5%
- Avg. per client
- —
- Clients
- 6
- Regulatory AUM
- $11.5M
- AUM share
- 2.5%
- Avg. per client
- $1.92M
- Clients
- 7
- Regulatory AUM
- $7.31M
- AUM share
- 1.6%
- Avg. per client
- $1.04M
Total
- Clients
- 196
- Regulatory AUM
- $465M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
John F Suby Wealth Management charges 0.30%–1.00% a year for its Asset Management Service Fees. The fee is billed in advance or in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Investment Consulting
- Hourly fees range from $100 to $500 an hour; flat fees usually range from $500 to $25,000. One-half is due at signing.
John F Suby & Associates S.C. owns 75% or more of John F Suby Wealth Management and is in turn owned by Matthew Suby (25–50%), Amy Butrymowicz (25–50%) and Sarah Slipka (25–50%). It has 3 employees.
Leadership
Matthew SubyCCO
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 3 employees
- 3 in advisory functions
- 3 state-registered reps
- Owns 75% or more of John F Suby Wealth Management LLC
John F Suby & Associates S.C.
Control person · since June 2009
- Owns 25% to 50% of John F Suby & Associates S.C.
Matthew Suby
Control person · since June 2023
- Owns 25% to 50% of John F Suby & Associates S.C.
Amy Butrymowicz
Control person · since June 2023
- Owns 25% to 50% of John F Suby & Associates S.C.
Sarah Slipka
Control person · since June 2023
John F Suby Wealth Management’s regulatory assets fell from $1.54B (March 2021) to $465M (August 2026); clients rose from 180 to 196 and employees fell from 5 to 3.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| August 2026 | $465M | 196 | 3 | 2 |
| March 2025 | $428M | 195 | 3 | 2 |
| March 2024 | $2.01B | 207 | 4 | 2 |
| June 2023 | $1.75B | 221 | 5 | 2 |
| March 2022 | $2.38B | 220 | 5 | 2 |
| March 2021 | $1.54B | 180 | 5 | 1 |
Besides its headquarters, John F Suby Wealth Management has 1 office, with 2 listed addresses in Illinois and Wisconsin.
Illinois · 1 listed address
- 129 S Phelps Ave., Rockford
Wisconsin · 1 listed address
- 2901 West Beltline Hwy, Suite 201, MadisonHQ
Contact and registration details
- Legal name
- John F Suby Wealth Management LLC
- Headquarters
- 2901 West Beltline Hwy, Suite 201, Madison, WI 53713
- Website
- jfswealthmanagement.com
- Phone
- 608-273-3100
- SEC file
- 801-70434
- Structure
- Wisconsin LLC
- Fiscal year end
- December
John F Suby Wealth Management uses The Northern Trust ($429M) as custodian for its separately managed accounts. John F Suby Wealth Management has custody of $429M in client assets for 128 clients.
- The Northern TrustThe Northern Trust Company · Chicago, IL · $429M100%
At year end, John F Suby Wealth Management’s separately managed accounts were mostly in stocks (73%) and cash (23%).
What the accounts hold
- Stocks73%
- Funds4%
- Cash23%
How many clients does John F Suby Wealth Management have?
John F Suby Wealth Management has 196 clients and manages $465 million for them, as of August 2026. They include 122 individual clients, 61 high-net-worth individuals, and 7 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 19 August 2026
What services does John F Suby Wealth Management offer?
John F Suby Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, education planning, estate planning, and retirement plan services.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does John F Suby Wealth Management charge?
John F Suby Wealth Management charges 0.30%–1.00% a year for its Asset Management Service Fees. The fee is billed in advance or in arrears and is negotiable.
Source: JOHN F. SUBY WEALTH MANAGEMENT, LLC - FORM ADV PART 2A, filed 19 August 2026
Which custodians does John F Suby Wealth Management use?
John F Suby Wealth Management’s separately managed account assets are held at The Northern Trust Company (Chicago, IL), with $429M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 19 August 2026
How many financial advisors does John F Suby Wealth Management have?
John F Suby Wealth Management has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does John F Suby Wealth Management invest in?
At the end of its last fiscal year, John F Suby Wealth Management’s separately managed accounts held 73% exchange-traded equities, 23% cash and equivalents and 4% registered funds (mutual funds, ETFs, BDCs).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns John F Suby Wealth Management?
John F Suby Wealth Management is owned through a holding company by Matthew Suby, Amy Butrymowicz and Sarah Slipka. Its direct owner is John F Suby & Associates S.C. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 19 August 2026
How does John F Suby Wealth Management get paid?
John F Suby Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is John F Suby Wealth Management registered with the SEC?
Yes, John F Suby Wealth Management has been registered with the SEC as an investment adviser since 21 August 2009. Its CRD number is 150824 and its SEC file number is 801-70434.
Source: Form ADV Part 1A, Item 1, filed 19 August 2026; IAPD firm record
How do I contact John F Suby Wealth Management?
John F Suby Wealth Management’s main office is at 2901 West Beltline Hwy, Suite 201, Madison, WI 53713. Its phone number is 608-273-3100. Its website is jfswealthmanagement.com.