Nicholas Toman has been an investment adviser representative at John F Suby Wealth Management since February 2025, and is not listed among the firm’s executive officers or direct owners. Nicholas Toman holds a BBA in Accounting from the University of Wisconsin-Whitewater.
John F Suby Wealth Management LLC is a Madison, WI firm with $465M under management, 196 clients and 3 advisers across 2 offices, as of its August 2026 filing.
Nicholas Toman is Director of Wealth Management at The Suby Group, with over 28 years of experience in the financial services industry, including 15 years focused on financial planning. He designs, manages and monitors customized retirement strategies that align with each client's broader financial goals. He works with clients' CPAs, estate planning attorneys and other financial professionals.
Nicholas Toman’s longest registration was 4 years at Trek Financial (2020–2025). Before joining John F Suby Wealth Management in 2025, Nicholas Toman was registered through Trek Financial and Empowered Financial Investments, LLC.
- – present · 1 yearMadison, WI · Adviser representative · Firm CRD 150824
- Trek Financial– · 4 yearsMiddleton, WI · Adviser representative · Firm CRD 109376
- Empowered Financial Investments, LLC– · 1 yearMiddleton, WI · Adviser representative · Firm CRD 298575
- Savant Capital Management– · 3 yearsMadison, WI · Adviser representative · Firm CRD 107271
Professional designations
Listed by John F Suby Wealth Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Nicholas Toman is registered as an investment adviser representative in Wisconsin, since February 2025.
- WisconsinSince 21 February 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 9 November 2016 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 25 July 2016 |
| Series 65 | Uniform Investment Adviser Law Examination | 29 November 2011 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Nicholas Jay Toman
- CRD
- 2218676
- Firm
- John F Suby Wealth Management · CRD 150824
- Office
- 2901 WEST BELTLINE HWY, SUITE 201, Madison, WI 53713
- Registration
- Investment adviser registration
- In the industry since
- May 2010
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- jfswealthmanagement.com
Where does Nicholas Toman work?
Nicholas Toman is an investment adviser representative registered through John F Suby Wealth Management LLC since February 2025, and is not listed among the firm’s executive officers or direct owners.
Is Nicholas Toman a financial advisor?
Yes. Nicholas Toman has a current investment-adviser registration in Wisconsin, through John F Suby Wealth Management since February 2025.
How many years of experience does Nicholas Toman have?
Nicholas Toman has 16 years in the financial industry, since May 2010, across 4 adviser firms.
What exams has Nicholas Toman passed?
Nicholas Toman has passed 3 licensing exams: the Series 65, Series 6 and Series 63. The earliest, the Series 65, was passed in November 2011. FINRA credited Nicholas Toman with the SIE, which began in October 2018.
Where did Nicholas Toman work before John F Suby Wealth Management?
Before John F Suby Wealth Management, Nicholas Toman was registered through Trek Financial, March 2020 to February 2025; Empowered Financial Investments, LLC, January 2019 to December 2020; Savant Capital Management, November 2011 to December 2014.
Where is Nicholas Toman based?
Nicholas Toman’s registered office is in Madison, WI.
Is Nicholas Toman registered with FINRA?
No. Nicholas Toman has no current broker registration.
Is Nicholas Toman a CFP?
John F Suby Wealth Management lists Nicholas Toman with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Nicholas Toman’s record?
Search CRD 2218676 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nicholas Toman’s full registration record.
