{"url":"https://nivawealth.com/firms/john-f-suby-wealth-management-150824","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/150824","regulatoryAum":464881240,"crd":"150824","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6021651","suffix":null,"lastName":"BUTRYMOWICZ","firstName":"AMY","middleName":"ELIZABETH"},{"crd":"4537862","suffix":null,"lastName":"SUBY","firstName":"MATTHEW","middleName":"JOHN"},{"crd":"2218676","suffix":null,"lastName":"TOMAN","firstName":"NICHOLAS","middleName":"JAY"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-26","regulatoryAum":1540528217,"clients":180,"employees":5,"offices":1},{"filedOn":"2022-03-23","regulatoryAum":2380713436,"clients":220,"employees":5,"offices":2},{"filedOn":"2023-06-22","regulatoryAum":1750916698,"clients":221,"employees":5,"offices":2},{"filedOn":"2024-03-12","regulatoryAum":2006194813,"clients":207,"employees":4,"offices":2},{"filedOn":"2025-03-04","regulatoryAum":427505173,"clients":195,"employees":3,"offices":2},{"filedOn":"2026-08-19","regulatoryAum":464881240,"clients":196,"employees":3,"offices":2}],"secFileNumber":"801-70434","legalName":"John F Suby Wealth Management LLC","displayName":"John F Suby Wealth Management","slug":"john-f-suby-wealth-management-150824","website":"https://jfswealthmanagement.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/150824/bc34cb385982671a-r1.webp","tone":"light","width":803,"height":200,"sourceUrl":"https://www.jfswealthmanagement.com/","sourceLabel":"John F Suby Wealth Management LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/john-f-suby-wealth-management-llc","founded":null,"organization":"Wisconsin limited liability company","fiscalYearEnd":"December","headquarters":{"street":"2901 West Beltline Hwy, Suite 201","city":"Madison","state":"WI","stateName":"Wisconsin","country":"United States","postalCode":"53713"},"tradeNames":[],"registration":{"secApproved":"21 August 2009","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2271808.486338798,"staff":{"employees":3,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":464881240,"discretionary":434582137,"discretionaryAccounts":284,"nonDiscretionary":30299103,"nonDiscretionaryAccounts":3,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":122,"regulatoryAum":100765837},{"label":"High-net-worth individuals","clients":61,"regulatoryAum":314975116},{"label":"Pension and profit-sharing plans","clients":null,"fewerThan5":true,"regulatoryAum":30299103},{"label":"Charitable organizations","clients":6,"regulatoryAum":11528805},{"label":"Corporations and other businesses","clients":7,"regulatoryAum":7312379}],"feePrograms":[{"role":"main","program":"Asset Management Service Fees","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1055344","versionId":1055344,"ratePeriod":"annual","fee_billing":"both","submittedOn":"2026-08-19","documentName":"JOHN F. SUBY WEALTH MANAGEMENT, LLC - FORM ADV PART 2A","fee_rate_low":0.3,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning and Investment Consulting","summary":"Hourly fees range from $100 to $500 an hour; flat fees usually range from $500 to $25,000. One-half is due at signing.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1055344","versionId":1055344,"submittedOn":"2026-08-19","documentName":"JOHN F. SUBY WEALTH MANAGEMENT, LLC - FORM ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T09:26:46.765602+00:00","documents":[{"name":"JOHN F. SUBY WEALTH MANAGEMENT, LLC - FORM ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1055344","versionId":1055344,"submittedOn":"2026-08-19"}]},"custodians":[{"name":"The Northern Trust Company","shortName":"The Northern Trust","location":"Chicago, IL","smaAssets":428986663}],"custodyNote":"John F Suby Wealth Management has custody of $429M in client assets for 128 clients.","leadership":[{"name":"Matthew Suby","title":"CCO","crd":"4537862"}],"ownership":[{"label":"John F Suby & Associates S.C.","detail":"Managing member in the 75% or more ownership band and a control person, since June 2009."},{"label":"Matthew Suby","detail":"Indirect owner: a shareholder of John F Suby & Associates S.C. in the 25% to 50% band and a control person, since June 2023.","parent":"John F Suby & Associates S.C."},{"label":"Amy Butrymowicz","detail":"Indirect owner: a shareholder of John F Suby & Associates S.C. in the 25% to 50% band and a control person, since June 2023.","parent":"John F Suby & Associates S.C."},{"label":"Sarah Slipka","detail":"Indirect owner: a shareholder of John F Suby & Associates S.C. in the 25% to 50% band and a control person, since June 2023.","parent":"John F Suby & Associates S.C."}],"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Illinois","offices":1,"addresses":[{"street":"129 S Phelps Ave.","city":"Rockford"}]},{"state":"Wisconsin","offices":1,"addresses":[{"street":"2901 West Beltline Hwy, Suite 201","city":"Madison","headquarters":true}]}],"brochureServices":["education planning","estate planning","retirement plan services"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"608-273-3100","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":73},{"label":"Securities issued by registered investment companies or business development companies","percent":4},{"label":"Cash and cash equivalents","percent":23}],"privateFunds":0},"sources":{"adv1FilingDate":"19 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/150824/PDF/150824.pdf","brochureDate":"19 August 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1055344","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does John F Suby Wealth Management have?","answer":"John F Suby Wealth Management has 196 clients and manages $465 million for them, as of August 2026. They include 122 individual clients, 61 high-net-worth individuals, and 7 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 19 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does John F Suby Wealth Management offer?","answer":"John F Suby Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, education planning, estate planning, and retirement plan services.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does John F Suby Wealth Management charge?","answer":"John F Suby Wealth Management charges 0.30%–1.00% a year for its Asset Management Service Fees. The fee is billed in advance or in arrears and is negotiable.","source":"JOHN F. SUBY WEALTH MANAGEMENT, LLC - FORM ADV PART 2A, filed 19 August 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does John F Suby Wealth Management use?","answer":"John F Suby Wealth Management’s separately managed account assets are held at The Northern Trust Company (Chicago, IL), with $429M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 19 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does John F Suby Wealth Management have?","answer":"John F Suby Wealth Management has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does John F Suby Wealth Management invest in?","answer":"At the end of its last fiscal year, John F Suby Wealth Management’s separately managed accounts held 73% exchange-traded equities, 23% cash and equivalents and 4% registered funds (mutual funds, ETFs, BDCs).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns John F Suby Wealth Management?","answer":"John F Suby Wealth Management is owned through a holding company by Matthew Suby, Amy Butrymowicz and Sarah Slipka. Its direct owner is John F Suby & Associates S.C. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 19 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does John F Suby Wealth Management get paid?","answer":"John F Suby Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is John F Suby Wealth Management registered with the SEC?","answer":"Yes, John F Suby Wealth Management has been registered with the SEC as an investment adviser since 21 August 2009. Its CRD number is 150824 and its SEC file number is 801-70434.","source":"Form ADV Part 1A, Item 1, filed 19 August 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact John F Suby Wealth Management?","answer":"John F Suby Wealth Management’s main office is at 2901 West Beltline Hwy, Suite 201, Madison, WI 53713. Its phone number is 608-273-3100. Its website is jfswealthmanagement.com.","source":"Form ADV Part 1A, Item 1.F, filed 19 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}