J. P. Davis provides financial planning, portfolio management for individuals and small businesses, education planning, estate planning, insurance, and tax planning. Financial planning was provided to 101–250 clients last fiscal year.
J. P. Davis reports 155 clients. They include 83 individual clients and 72 high-net-worth individuals. Of its assets, 99.8% ($241M across 415 accounts) are managed with discretion; $576K across 3 accounts are not. It advised 4 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 54% | 15% |
| High-net-worth individuals | 46% | 85% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 83 | $36M | 14.9% | $433K |
| High-net-worth individuals | 72 | $206M | 85.1% | $2.86M |
| Total | 155 | $242M | 100% | $1.56M |
- Clients
- 83
- Regulatory AUM
- $36M
- AUM share
- 14.9%
- Avg. per client
- $433K
- Clients
- 72
- Regulatory AUM
- $206M
- AUM share
- 85.1%
- Avg. per client
- $2.86M
Total
- Clients
- 155
- Regulatory AUM
- $242M
- AUM share
- 100%
- Avg. per client
- $1.56M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 4
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
J. P. Davis is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial guidance (asset-based)
- Financial guidance on assets under advisement is generally negotiable: 0.30% from $3.5 million to $5 million and 0.20% from $5 million to $10 million, with a $10,000 minimum fee.
- Hourly financial guidance
- Hourly financial guidance is $450 per hour, with a minimum fixed fee of $2,500.
John Davis owns 75% or more of J. P. Davis. The leadership team of J. P. Davis includes President John Davis. It has 5 employees, 4 of them in advisory roles.
Staff
- 5 employees
- 4 in advisory functions
- 4 state-registered reps
- Owns 75% or more of J. P. Davis, Inc.
John Davis
Control person · since April 2003
J. P. Davis’ regulatory assets grew 1.7× from $141M (July 2021) to $242M (February 2026); clients rose from 136 to 155 and employees from 3 to 5.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Feb 2026February 2026 | $242M | 155 | 5 | 1 |
| Feb 2025February 2025 | $193M | 145 | 5 | 1 |
| Mar 2024March 2024 | $171M | 139 | 4 | 1 |
| Jan 2023January 2023 | $140M | 137 | 3 | 1 |
| Jul 2022July 2022 | $163M | 143 | 3 | 1 |
| Jul 2021July 2021 | $141M | 136 | 3 | 1 |
Besides its headquarters, J. P. Davis has 0 offices, with 1 listed address in 1 state.
Arizona · 1 listed address
- 12115 North Oracle Road, Suite 151, Oro ValleyHQ
Other business names
J. P. Davis has reported 1 other business name to the SEC.
- NRG Wealth Management
Contact and registration details
- Legal name
- J. P. Davis, Inc.
- Headquarters
- 12115 North Oracle Road, Suite 151, Oro Valley, AZ 85737
- Website
- Not reported
- Phone
- 520-818-7822
- SEC file
- 801-116690
- Founded
- 2003
- Structure
- Arizona corporation
- Fiscal year end
- December
J. P. Davis’ named custodians for separately managed accounts are Altruist ($190M, 82%) and Pershing ($41.1M, 18%). J. P. Davis has custody of $4.89M for 6 clients.
- PershingPershing LLC · Jersey City, NJ · $41.1M18%
- AltruistAltruist Financial LLC · Culver City, CA · $190M82%
At year end, J. P. Davis’ separately managed accounts were mostly in funds (62%) and stocks (31%).
What the accounts hold
- Stocks31%
- Funds62%
- Registered funds61%
- Pooled vehicles1%
- Cash2%
- Other4%
- Fixed, indexed and variable annuities, state and local bonds4%
Filed values cover 99%. The neutral 1% gap has no reported category.
How many clients does J. P. Davis have?
J. P. Davis has 155 clients and manages $242 million for them, as of February 2026. They include 83 individual clients and 72 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 13 February 2026
What services does J. P. Davis offer?
J. P. Davis provides financial planning, portfolio management for individuals and small businesses, education planning, estate planning, insurance, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
Which custodians does J. P. Davis use?
J. P. Davis’ separately managed account assets are held at Altruist Financial LLC (Culver City, CA), with $190M and Pershing LLC (Jersey City, NJ), with $41.1M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 13 February 2026
How many financial advisors does J. P. Davis have?
J. P. Davis has 4 investment adviser representatives registered with state securities authorities, out of 5 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does J. P. Davis invest in?
At the end of its last fiscal year, J. P. Davis’ separately managed accounts held 61% registered funds (mutual funds, ETFs, BDCs), 31% exchange-traded equities, 4% other, 2% cash and equivalents and 1% pooled vehicles (private funds and similar). The 4% other category is described as: Fixed, Indexed and Variable Annuities, State and Local Bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns J. P. Davis?
J. P. Davis’ direct owner is John Davis (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 13 February 2026
How does J. P. Davis get paid?
J. P. Davis is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact J. P. Davis?
J. P. Davis’ main office is at 12115 North Oracle Road, Suite 151, Oro Valley, AZ 85737. Its phone number is 520-818-7822.
