Stefanie Morgan has been an investment adviser representative at J. P. Davis since September 2017, and is not listed among the firm’s executive officers or direct owners. Stefanie Morgan holds a Bachelor's degree in business from Northeast Louisiana University.
J. P. Davis, Inc. is an Oro Valley, AZ firm with $242M under management, 155 clients and 4 advisers in one office, as of its February 2026 filing.
Stefanie Morgan is a Wealth Manager at NRG Wealth Management. As a personal wealth manager, she works with investors to identify, define and pursue their financial and lifetime goals. She is a longtime Investment Advisor Representative.
Stefanie Morgan’s longest registration is the current one, 9 years at J. P. Davis since 2017. Before joining J. P. Davis in 2017, Stefanie Morgan was registered through United Capital Financial Advisers.
- NRG Wealth ManagementCurrent– present · 9 yearsOro Valley, AZ · Adviser representative · Firm CRD 289548
- United Capital Financial Advisers– · under a yearOro Valley, AZ · Adviser representative · Firm CRD 134600
Professional designations
Listed by J. P. Davis
- CFP®
Investment adviser representative registrations
Stefanie Morgan is registered as an investment adviser representative in 4 states. The first approvals date from September 2017; the most recent is Nebraska, in April 2024.
- ArizonaSince 13 September 2017
- CaliforniaSince 2 September 2020
- ColoradoSince 17 April 2024
- NebraskaSince 18 April 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 23 May 2011 |
| Series 7 | General Securities Representative Examination | 1 April 2011 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 26 July 1999 |
| Series 65 | Uniform Investment Adviser Law Examination | 4 January 1994 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Stefanie Ann Morgan
- CRD
- 2178991
- Firm
- J. P. Davis · CRD 289548
- Office
- 12115 NORTH ORACLE ROAD, SUITE 151, Oro Valley, AZ 85737
- Registration
- Investment adviser registration
- In the industry since
- March 1999
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- navigationretirement.com
Where does Stefanie Morgan work?
Stefanie Morgan is an investment adviser representative registered through J. P. Davis, Inc. since September 2017, and is not listed among the firm’s executive officers or direct owners.
Is Stefanie Morgan a financial advisor?
Yes. Stefanie Morgan has a current investment-adviser registration in Arizona, California, Colorado and Nebraska, through J. P. Davis since September 2017.
How many years of experience does Stefanie Morgan have?
Stefanie Morgan has 27 years in the financial industry, since March 1999, across 2 adviser firms.
What exams has Stefanie Morgan passed?
Stefanie Morgan has passed 4 licensing exams: the Series 65, Series 8, Series 7 and Series 63. The earliest, the Series 65, was passed in January 1994. FINRA credited Stefanie Morgan with the SIE, which began in October 2018.
Where is Stefanie Morgan based?
Stefanie Morgan’s registered office is in Oro Valley, AZ.
Is Stefanie Morgan registered with FINRA?
No. Stefanie Morgan has no current broker registration.
Is Stefanie Morgan a CFP?
J. P. Davis lists Stefanie Morgan with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
Source: Stefanie Morgan, CFP® biography, navigationretirement.com
How can I verify Stefanie Morgan’s record?
Search CRD 2178991 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Stefanie Morgan’s full registration record.
