John Davis has been President & Chief Compliance Officer of J. P. Davis since April 2003, is a control person of the firm and directly owns 75% or more of it. John Davis holds a Master of Science in Personal Financial Planning.
J. P. Davis, Inc. is an Oro Valley, AZ firm with $242M under management, 155 clients and 4 advisers in one office, as of its February 2026 filing.
Jack Davis is Founder and CEO of NRG Wealth Management, based in Oro Valley, Arizona. He founded NRG in the early 2000s to create an integrated financial services organization serving high-net-worth retirees and pre-retirees. As the firm's managing principal, he works with clients to design financial planning and wealth management strategies. He is the author of Cash Out: Retire on Your Terms, Live Well and Die Happy.
John Davis’ longest registration was 13 years at LPL Financial LLC (2003–2017). Before joining J. P. Davis in 2017, John Davis was registered through United Capital Financial Advisers and LPL Financial LLC.
- NRG Wealth ManagementCurrent– present · 9 yearsOro Valley, AZ · Adviser representative · Firm CRD 289548
- United Capital Financial Advisers– · under a yearOro Valley, AZ · Adviser representative · Firm CRD 134600
- LPL Financial LLC– · 13 yearsOro Valley, AZ · Adviser representative · Firm CRD 6413
- Banc of America Investment Services, Inc.– · 1 yearOro Valley, AZ · Adviser representative · Firm CRD 16361
Professional designations
Listed by J. P. Davis
- CFP®
Investment adviser representative registrations
John Davis is registered as an investment adviser representative in 5 states. The first approvals date from September 2017; the most recent is Nebraska, in April 2024.
- ArizonaSince 13 September 2017
- CaliforniaSince 2 September 2020
- ColoradoSince 17 April 2024
- NebraskaSince 18 April 2024
- TexasSince 29 July 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 23 October 2003 |
| Series 65 | Uniform Investment Adviser Law Examination | 11 August 1997 |
| Series 7 | General Securities Representative Examination | 5 December 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 November 1994 |
| Series 3 | National Commodity Futures Examination | 1 November 1993 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- National Commodity Futures Examination
- Full name
- John Paul Davis
- CRD
- 2423123
- Firm
- J. P. Davis · CRD 289548
- Role
- President & Chief Compliance Officer
- Office
- 12115 NORTH ORACLE ROAD, SUITE 151, Oro Valley, AZ 85737
- Registration
- Investment adviser registration
- In the industry since
- March 1995
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- navigationretirement.com
Where does John Davis work?
John Davis has been President & Chief Compliance Officer of J. P. Davis, Inc. since April 2003, and is a control person of the firm.
Is John Davis a financial advisor?
Yes. John Davis has a current investment-adviser registration in Arizona, California, Colorado, Nebraska and Texas, through J. P. Davis since September 2017.
How many years of experience does John Davis have?
John Davis has 31 years in the financial industry, since March 1995, across 4 adviser firms.
What exams has John Davis passed?
John Davis has passed 5 licensing exams: the Series 3, Series 63, Series 7, Series 65 and Series 24. The earliest, the Series 3, was passed in November 1993. FINRA credited John Davis with the SIE, which began in October 2018.
Where did John Davis work before J. P. Davis?
Before J. P. Davis, John Davis was registered through LPL Financial LLC, September 2003 to January 2017; Banc of America Investment Services, Inc., August 2002 to November 2003.
Where is John Davis based?
John Davis’ registered office is in Oro Valley, AZ.
Is John Davis registered with FINRA?
No. John Davis has no current broker registration.
Is John Davis a CFP?
J. P. Davis lists John Davis with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
Source: Jack Davis, MS, CFP® biography, navigationretirement.com
How can I verify John Davis’ record?
Search CRD 2423123 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Davis’ full registration record.