{"url":"https://nivawealth.com/firms/j-p-davis-289548","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/289548","regulatoryAum":241969239,"crd":"289548","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2423123","suffix":null,"lastName":"DAVIS","firstName":"JOHN","middleName":"PAUL"},{"crd":"7867376","suffix":null,"lastName":"Fugger","firstName":"Peter","middleName":"Anthony"},{"crd":"2178991","suffix":null,"lastName":"MORGAN","firstName":"STEFANIE","middleName":"ANN"},{"crd":"6562940","suffix":null,"lastName":"SALAZAR","firstName":"MONICA","middleName":"BLAKE"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-07-29","regulatoryAum":140774576,"clients":136,"employees":3,"offices":1},{"filedOn":"2022-07-22","regulatoryAum":162810874,"clients":143,"employees":3,"offices":1},{"filedOn":"2023-01-10","regulatoryAum":139994827,"clients":137,"employees":3,"offices":1},{"filedOn":"2024-03-26","regulatoryAum":171384457,"clients":139,"employees":4,"offices":1},{"filedOn":"2025-02-04","regulatoryAum":193315678,"clients":145,"employees":5,"offices":1},{"filedOn":"2026-02-13","regulatoryAum":241969239,"clients":155,"employees":5,"offices":1}],"secFileNumber":"801-116690","legalName":"J. P. Davis, Inc.","displayName":"J. P. Davis","slug":"j-p-davis-289548","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"2003","organization":"Arizona corporation","fiscalYearEnd":"December","headquarters":{"street":"12115 North Oracle Road, Suite 151","city":"Oro Valley","state":"AZ","stateName":"Arizona","country":"United States","postalCode":"85737"},"tradeNames":["NRG Wealth Management"],"registration":{"secApproved":"28 May 2019","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1561091.864516129,"staff":{"employees":5,"advisory":4,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":241969239,"discretionary":241392789,"discretionaryAccounts":415,"nonDiscretionary":576450,"nonDiscretionaryAccounts":3,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":4},"clientTypes":[{"label":"Individuals (other than HNW)","clients":83,"regulatoryAum":35960949},{"label":"High-net-worth individuals","clients":72,"regulatoryAum":206008290}],"feePrograms":[{"role":"other","program":"Financial guidance (asset-based)","summary":"Financial guidance on assets under advisement is generally negotiable: 0.30% from $3.5 million to $5 million and 0.20% from $5 million to $10 million, with a $10,000 minimum fee.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1009002","versionId":1009002,"submittedOn":"2026-02-13","documentName":"ADV PART 2A-NAVIGATION RETIREMENT GROUP"},{"role":"other","program":"Hourly financial guidance","summary":"Hourly financial guidance is $450 per hour, with a minimum fixed fee of $2,500.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1009002","versionId":1009002,"submittedOn":"2026-02-13","documentName":"ADV PART 2A-NAVIGATION RETIREMENT GROUP"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T15:51:56.359331+00:00","documents":[{"name":"ADV PART 2A-NAVIGATION RETIREMENT GROUP","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1009002","versionId":1009002,"submittedOn":"2026-02-13"}]},"custodians":[{"name":"Pershing LLC","shortName":"Pershing","location":"Jersey City, NJ","smaAssets":41103663},{"name":"Altruist Financial LLC","shortName":"Altruist","location":"Culver City, CA","smaAssets":190394958}],"custodyNote":"J. P. Davis has custody of $4.89M for 6 clients.","otherCustodians":[],"leadership":[{"name":"John Davis","title":"President & Chief Compliance Officer","crd":"2423123"}],"ownership":[{"label":"John Davis","detail":"President & chief compliance officer in the 75% or more ownership band and a control person, since April 2003."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Arizona","offices":1,"addresses":[{"street":"12115 North Oracle Road, Suite 151","city":"Oro Valley","headquarters":true}]}],"brochureServices":["education planning","estate planning","insurance","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"520-818-7822","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":31},{"label":"Securities issued by registered investment companies or business development companies","percent":61},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":1},{"label":"Cash and cash equivalents","percent":2},{"label":"Other","percent":4,"detail":"Fixed, Indexed and Variable Annuities, State and Local Bonds"}],"privateFunds":0},"sources":{"adv1FilingDate":"13 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/289548/PDF/289548.pdf","brochureDate":"13 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1009002","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does J. P. Davis have?","answer":"J. P. Davis has 155 clients and manages $242 million for them, as of February 2026. They include 83 individual clients and 72 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 13 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does J. P. Davis offer?","answer":"J. P. Davis provides financial planning, portfolio management for individuals and small businesses, education planning, estate planning, insurance, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does J. P. Davis use?","answer":"J. P. Davis’ separately managed account assets are held at Altruist Financial LLC (Culver City, CA), with $190M and Pershing LLC (Jersey City, NJ), with $41.1M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 13 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does J. P. Davis have?","answer":"J. P. Davis has 4 investment adviser representatives registered with state securities authorities, out of 5 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does J. P. Davis invest in?","answer":"At the end of its last fiscal year, J. P. Davis’ separately managed accounts held 61% registered funds (mutual funds, ETFs, BDCs), 31% exchange-traded equities, 4% other, 2% cash and equivalents and 1% pooled vehicles (private funds and similar). The 4% other category is described as: Fixed, Indexed and Variable Annuities, State and Local Bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns J. P. Davis?","answer":"J. P. Davis’ direct owner is John Davis (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 13 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does J. P. Davis get paid?","answer":"J. P. Davis is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact J. P. Davis?","answer":"J. P. Davis’ main office is at 12115 North Oracle Road, Suite 151, Oro Valley, AZ 85737. Its phone number is 520-818-7822.","source":"Form ADV Part 1A, Item 1.F, filed 13 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}