J M Brown & Associates provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
J M Brown & Associates reports 501 clients. They include 372 high-net-worth individuals and 129 individual clients. Of its assets, 99.8% ($202M across 956 accounts) are managed with discretion; $423K across 15 accounts are not. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 26% | 73% |
| High-net-worth individuals | 74% | 27% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 129 | $147M | 73.0% | $1.14M |
| High-net-worth individuals | 372 | $54.6M | 27.0% | $147K |
| Total | 501 | $202M | 100% | $403K |
- Clients
- 129
- Regulatory AUM
- $147M
- AUM share
- 73.0%
- Avg. per client
- $1.14M
- Clients
- 372
- Regulatory AUM
- $54.6M
- AUM share
- 27.0%
- Avg. per client
- $147K
Total
- Clients
- 501
- Regulatory AUM
- $202M
- AUM share
- 100%
- Avg. per client
- $403K
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
J M Brown & Associates is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial planning
- Financial planning is billed hourly at $250 to a maximum of $500 per hour, or as an annual retainer or fixed fee based on scope that will not exceed $10,000.
Ronald Brown owns 75% or more of J M Brown & Associates. The leadership team of J M Brown & Associates includes President Ronald Brown. It has 7 employees, 5 of them in advisory roles.
Leadership
- Ronald BrownPresident and Chief Compliance Officer
Investment adviser representatives
6 representatives listed in the SEC register as of 9 October 2026.
Staff
- 7 employees
- 5 in advisory functions
- 2 broker-dealer reps
- 3 insurance agents
- Owns 75% or more of J M Brown & Associates, Inc.
Ronald Brown
Control person · since November 2011
J M Brown & Associates’ regulatory assets grew 1.7× from $120M (June 2024) to $202M (May 2026); clients were 501 in both filings and employees were 7 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| May 2026 | $202M | 501 | 7 | 1 |
| June 2025 | $158M | 511 | 8 | 1 |
| June 2024 | $120M | 508 | 7 | 1 |
Besides its headquarters, J M Brown & Associates has 0 offices, with 1 listed address in Oklahoma.
Oklahoma · 1 listed address
- 7060 S. Yale, Suite 701, TulsaHQ
Other business names
J M Brown & Associates has reported 1 other business name to the SEC.
- Roserock Investment Solutions
Contact and registration details
- Legal name
- J M Brown & Associates, Inc.
- Headquarters
- 7060 S. Yale, Suite 701, Tulsa, OK 74136-5740
- Website
- perfectcalendar.com
- Phone
- 918-496-5460
- SEC file
- 801-130747
- Structure
- Oklahoma corporation
- Fiscal year end
- December
J M Brown & Associates uses Charles Schwab ($35.2M, 76%) and American Funds ($11.3M, 24%) as custodians for its separately managed accounts. J M Brown & Associates does not have custody of client assets.
- Charles SchwabCharles Schwab & Co. Inc · Omaha, NE · $35.2M76%
- American FundsAmerican Funds · Norfolk, VA · $11.3M24%
At year end, J M Brown & Associates’ separately managed accounts were mostly in funds (91%). Its reported 13F holdings for the quarter ended 30 June 2026 total $175M across 167 positions; the largest are Proshares TR (4.4%), SPDR Series Trust (4.3%) and Invesco Exchange Traded FD T (3.3%).
What the accounts hold
- Stocks7%
- Exchange-traded equities5%
- Non-exchange-traded equities2%
- Funds91%
- Cash2%
Reported 13F holdings
- $175M
- Reported 13F value
- 167
- Positions
- 29.7%
- In the 10 largest
- —
- Value vs. prior quarter
- Proshares TR · Pshs Ult S&P 5004.4%
- SPDR Series Trust · ST Str Conv ETF4.3%
- Invesco Exchange Traded FD T · S&P500 Pur Gwt3.3%
- Apple Inc.3.3%
- Vanguard World FD · Materials ETF3.0%
- Nvidia Corporation2.6%
- Invesco Exch Traded FD TR II · Nasdaq 100 ETF2.4%
- iShares TR · 0-3 Mth Treasury2.3%
- Vanguard Scottsdale Fds · Vng Rus2000idx2.2%
- Vanguard Intl Equity Index F · FTSE Emr Mkt ETF1.9%
Together, the ten largest are 29.7% of reported value.
How many clients does J M Brown & Associates have?
J M Brown & Associates has 501 clients and manages $202 million for them, as of May 2026. They include 372 high-net-worth individuals and 129 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 21 May 2026
What services does J M Brown & Associates offer?
J M Brown & Associates provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does J M Brown & Associates use?
J M Brown & Associates’ separately managed account assets are held at Charles Schwab & Co. Inc (Omaha, NE), with $35.2M and American Funds (Norfolk, VA), with $11.3M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 21 May 2026
How many financial advisors does J M Brown & Associates have?
J M Brown & Associates has 0 investment adviser representatives registered with state securities authorities, out of 7 employees, and 5 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does J M Brown & Associates invest in?
At the end of its last fiscal year, J M Brown & Associates’ separately managed accounts held 91% registered funds (mutual funds, ETFs, BDCs), 5% exchange-traded equities, 2% non-exchange-traded equities and 2% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns J M Brown & Associates?
J M Brown & Associates’ direct owner is Ronald Brown (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 21 May 2026
How does J M Brown & Associates get paid?
J M Brown & Associates is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact J M Brown & Associates?
J M Brown & Associates’ main office is at 7060 S. Yale, Suite 701, Tulsa, OK 74136-5740. Its phone number is 918-496-5460. Its website is perfectcalendar.com.