Ronald Brown has been President and Chief Compliance Officer of J M Brown & Associates since November 2011, is a control person of the firm and directly owns 75% or more of it.
J M Brown & Associates, Inc. is a Tulsa, OK firm with $202M under management, 501 clients and 5 advisers in one office, as of its May 2026 filing.
Ronald Brown is President of J M Brown Financial Partners. He joined the firm in June 2002 and became president in November 2011. He is responsible for managing all client relationships.
- J M Brown Financial PartnersCurrent– present · 20 yearsTulsa, OK · Adviser representative · Firm CRD 118427
Investment adviser representative registrations
Ronald Brown is registered as an investment adviser representative in Oklahoma, since November 2005.
- OklahomaSince 14 November 2005
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 4 November 2005 |
| Series 7 | General Securities Representative Examination | 8 December 1993 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 August 1993 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Ronald Alan Brown
- CRD
- 2172320
- Firm
- J M Brown & Associates · CRD 118427
- Role
- President and Chief Compliance Officer
- Office
- 7060 S. YALE, SUITE 701, Tulsa, OK 74136-5740
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 1995
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- perfectcalendar.com
Where does Ronald Brown work?
Ronald Brown has been President and Chief Compliance Officer of J M Brown & Associates, Inc. since November 2011, and is a control person of the firm.
Is Ronald Brown a financial advisor?
Yes. Ronald Brown has a current investment-adviser registration in Oklahoma, through J M Brown & Associates since November 2005.
How many years of experience does Ronald Brown have?
Ronald Brown has 31 years in the financial industry, since June 1995, across 1 adviser firm.
What exams has Ronald Brown passed?
Ronald Brown has passed 4 licensing exams: the Series 63, Series 7, Series 65 and Series 99TO. The earliest, the Series 63, was passed in August 1993. FINRA credited Ronald Brown with the SIE, which began in October 2018.
Where is Ronald Brown based?
Ronald Brown’s registered office is in Tulsa, OK.
Is Ronald Brown registered with FINRA?
Yes. Ronald Brown has a current broker registration, under CRD 2172320.
Source: FINRA BrokerCheck
How can I verify Ronald Brown’s record?
Search CRD 2172320 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Ronald Brown’s full registration record.