Firms by custodian
Registered investment advisers that custody at American Funds
Search the full directory by firm name, city, state, CRD number or custodian.
4 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| Signature Financial Services | Arlington Heights, IL | $274M |
| J M Brown & Associates | Tulsa, OK | $202M |
| Plan2Thrive Financial | Eldridge, IA | $148M |
| Five Speed Financial Planning | Tucson, AZ | $115M |
- Headquarters
- Arlington Heights, IL
- Regulatory AUM
- $274M
- Headquarters
- Tulsa, OK
- Regulatory AUM
- $202M
- Headquarters
- Eldridge, IA
- Regulatory AUM
- $148M
- Headquarters
- Tucson, AZ
- Regulatory AUM
- $115M
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming American Funds here says only what the filing says, and implies nothing about either firm's service.