William Tennant has been an investment adviser representative at J M Brown & Associates since November 2013, and is not listed among the firm’s executive officers or direct owners. William Tennant holds a Bachelor's Degree in Accounting from Queens College, New York and a Master's Degree in Finance from Pepperdine University.
J M Brown & Associates, Inc. is a Tulsa, OK firm with $202M under management, 501 clients and 5 advisers in one office, as of its May 2026 filing.
William Tennant is Investment Advisor of J M Brown Financial Partners. He joined the firm in 2013 as an Investment Advisor Representative.
William Tennant’s longest registration is the current one, 12 years at J M Brown & Associates since 2013. Before joining J M Brown & Associates in 2013, William Tennant was registered through Securities America Advisors, Inc. and Advisors Financial Group.
- J M Brown Financial PartnersCurrent– present · 12 yearsTulsa, OK · Adviser representative · Firm CRD 118427
- Securities America Advisors, Inc.– · 8 yearsTulsa, OK · Adviser representative · Firm CRD 110518
- Advisors Financial Group– · 2 yearsTulsa, OK · Adviser representative · Firm CRD 118563
- Investacorp Advisory Services Inc– · 3 yearsTulsa, OK · Adviser representative · Firm CRD 109011
Professional designations
Listed by J M Brown & Associates
- CPA
- CFP®
Investment adviser representative registrations
William Tennant is registered as an investment adviser representative in Oklahoma, since November 2013.
- OklahomaSince 28 November 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 9 April 1999 |
| Series 7 | General Securities Representative Examination | 19 January 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 November 1996 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 6 November 1996 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- William Raymond Tennant
- CRD
- 2726472
- Firm
- J M Brown & Associates · CRD 118427
- Office
- 7060 S. YALE, SUITE 701, Tulsa, OK 74136-5740
- Registration
- Investment adviser registration
- In the industry since
- May 1999
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- perfectcalendar.com
Where does William Tennant work?
William Tennant is an investment adviser representative registered through J M Brown & Associates, Inc. since November 2013, and is not listed among the firm’s executive officers or direct owners.
Is William Tennant a financial advisor?
Yes. William Tennant has a current investment-adviser registration in Oklahoma, through J M Brown & Associates since November 2013.
How many years of experience does William Tennant have?
William Tennant has 27 years in the financial industry, since May 1999, across 4 adviser firms.
What exams has William Tennant passed?
William Tennant has passed 4 licensing exams: the Series 63, Series 6, Series 7 and Series 65. The earliest, the Series 63, was passed in November 1996.
Where did William Tennant work before J M Brown & Associates?
Before J M Brown & Associates, William Tennant was registered through Advisors Financial Group, April 2003 to December 2005; Investacorp Advisory Services Inc, May 1999 to April 2003.
Where is William Tennant based?
William Tennant’s registered office is in Tulsa, OK.
Is William Tennant registered with FINRA?
No. William Tennant has no current broker registration.
Is William Tennant a CFP?
J M Brown & Associates lists William Tennant with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
Source: William (Bill) Tennant biography, perfectcalendar.com
How can I verify William Tennant’s record?
Search CRD 2726472 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes William Tennant’s full registration record.